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CHARLES BIRCH
REPUBLISHED WITH KIND PERMISSION OF THE JOURNAL OF THE AMERCAN ACADEMY OF
RELIGION AND DR. CHARLES BIRCH: BIRCH, C., "PARTICIPATORY EVOLUTION:
THE DRIVE OF CREATION," JOURNAL OF THE AMERICAN ACADEMY OF RELIGION,
VOL. 40 (JUNE 1972), PP. 147-163.
In an intellectual age there can be no active interest which
puts aside all hope of a vision of the harmony of truth. (1)
My theme is that the universe, and the evolution of all that is in it, are
to be conceived not primarily as contrivances but as processes that are influenced
from what has gone on before and that anticipate in some sense the potentialities
of the future. The image, be it of electrons, or plants, or animals, or man,
is not that of a pack of cards being shuffled. In thinking that way, we too
readily "thingify" the universe. There are no things in the old Newtonian
sense, only processes. To annihilate things we would have to stop the universe
and all the happenings in it. This is the Whiteheadean view (1929a) - that reality
is process. What we call things participate in a totality we appropriately name
the universe. Its history we call evolution. The application of the process
way of thinking to the evolutionary process is what I am calling participatory
evolution. My reasons for this will become clear.
The future of mankind is dependent in part on our conception of our place and
role in evolution. To conceive of ourselves as cards that are shuffled in the
pack by outside forces is to devalue everything and to demoralize everyone.
Men yearn for some warrant for their lives. As one eco-activist in California
said to me, the critical question we must answer is, what are people for? Our
answer depends upon what we think people are. And what we think people are depends
in part upon what we think things are. For people are made of things, or rather,
they are made of the processes we call things, and they have evolved from things.
However, I have become concerned that the conceptual framework of presuppositions
with which we biologists tend to think about evolution is too simplistic and
restrictive to hold an adequate view of man, his evolution from the past and
into the future (e.g. Monod 1970). I shall argue that the neo-Darwinian theory
of evolution, which I accept, brings us to the threshold of a view of man and
the universe which could be exciting and liberating to the human spirit. But
we tend to stand back because it is a threshold into that no man's land where
science, philosophy, and religion intertwine, and which we may be unwilling
to recognize just because of our limited view. Science is partly to blame. A
world-wide disaffection with science by the young is associated with the failure
of science to move beyond its mechanical models to a more humanistic vision
which can embrace values, consciousness, compassion, and all that youth now
passionately longs for. Any adequate view of man must involve some understanding
of meaningful relationships to the total environment, including not only other
people, plants, animals, and landscapes, but also the cosmos. Yet we find ourselves
in a modern world alienated in some way from all of these things. Such images
or models as we have seem no longer to be appropriate. Gilkey (1970) has diagnosed
causal factors in this development of the alienation of modern man from his
cosmos as
the demise of all the gods of nature through the Biblical, Christian tradition;
the radical continuation of this process in science since Galileo through the
rigorous eradication of all teleology, valuation and "meaning" from
the processes of nature; the spiritual or existential separation of man from
both the beauty and the awe of surrounding nature which technology and urbanization
have gradually effected; and, finally the gradual loss, culminating in the twentieth
century, of a sense of an ultimate order or directedness in the process of things.
This is not to imply that humanistic models of man and his evolution and cosmos
have not been envisaged by men with a scientific background especially by A.N.
Whitehead and Charles Hartshorne (see references) and other process thinkers.
However, the relevance of these models, particularly to evolutionary thinking,
has been little appreciated by biologists, with some notable exceptions such
as Wright (1964) and Waddington ( 1968, 1969). The time is opportune for another
look.
Biology and Metaphysics
Man has been singularly successful in this last century in writing the story
of the evolution of life--and to some extent also the evolution of the universe,
although there the agreement seems to be less than in biology. There may even
come a time when all that can be said about the scientific story of evolution
will have been said, although I doubt it. But even if that day is reached, all
that can be said will not have been said, for there is a second chapter to be
written. Aristotle followed his first volume on physics with a second which
he first called philosophy and which later became known as metaphysics--literally
beyond physics and symbolic of generalization to the fullest possible extent.
So too there is a second volume to be written about evolution. Less than a decade
ago it would have been tantamount to letting down the scientific side to make
such a proposal. For many that is still the case. Men argued that the only statements
which can have meaning are those which are in principle falsifiable, a principle
which is sometimes known as the verification principle and which itself is a
metaphysical proposition. Yet this principle was supposed to be the sword that
slayed the metaphysical dragon. The sword proved to be defective.
No one has been able to offer a satisfactory formulation of the principle,
let alone prove it (e.g., Goudge, 1961; Hempel, 1951; Waddington, 1960). Moreover,
there remain plenty of questions for which there may be no empirical answers,
although we do tend to answer them in one way or another. The doctrine of materialism
is a metaphysic; it is certainly neither verifiable nor falsifiable, any more
than are non-materialistic views. Indeed, it seems likely that we all have some
sort of metaphysics in the sense of the basic assumptions we make about the
order and structure of existence. This colors our thinking in quite subtle ways.
Boehm (1969), a physicist, has argued that metaphysics is fundamental to every
branch of science and that we should be more aware of our metaphysical assumptions
than we tend to be. Waddington (1969), a biologist, has given an account of
the practical consequences of a Whiteheadean metaphysical belief in his own
scientific work. The philosophical framework within which we think and experiment
affects what we study and how we study it. One who is wedded to the verification
principle exclusively as a guide to what is worth studying will exclude some
questions which others regard as of great significance. For example, for some
of us, evolution raises the question, what is it about the nature of the universe
that had the consequence that it evolved instead of staying put where it was
in the primeval past? Or as Bergson (1919) asked: Porquoi a-t-elle marché?
The universe having marched and produced life and mind and consciousness, does
it not require a different sort of explanation from what would be required of
a universe in which these could not in principle happen? It is conceivable,
for example, that evolution could not have proceeded at all. Or having proceeded,
it is conceivable that it could have done so without consciousness (as distinct
from mere responsiveness) appearing at any stage, and without self-consciousness
having appeared in man. I am using self-consciousness in the sense defined by
Dobzhansky (1967) as the awareness of self that goes along with the awareness
that one day that self will die. Organisms might have been non-conscious robots
that made all the appropriate responses to predators and the like without any
conscious awareness at all. No one had found any survival value for consciousness
nor for self-consciousness that could not in principle have been achieved without
them. Are they just epiphenomena like the buzz of the machinery, or do they
point to a basic reality of existence?
By raising these sorts of questions I am not harking back to the old vitalist-mechanist
controversy of the earlier part of the century nor to Bergson's elan vital.
Biology shows quite clearly that when atoms and molecules are organized into
living cells nothing is added to these atoms and molecules to give that cell
characteristics of life. No vital principles are added then, nor were they in
the past when life arose. Nor am I alluding to the complaints of some contemporary
mathematicians that life and its evolution involve such improbable arrangements
of atoms and molecules that the configuration requires some higher coordination
than is provided by the laws of physics. Bronowski (1970) has shown how that
complaint is based on a misunderstanding of the way natural. selection of random
variations works. Nor am I alluding to the notion that the creation and evolution
of the cosmos and life looks so much like a building based on some preordained
blueprint that it requires a supernatural architect-engineer to see through.
An understanding of modern biology makes all these notions unnecessary, for
the facts of biology do not make the process of creation look like that at all.
However, I am not convinced that we have a complete explanation of the evolution
of tile cosmos and of life in terms of the mechanistic analogy of contrivance
or bunch of contrivances, despite the extraordinary success of mechanism as
a working methodology. We have to distinguish between the weight to be given
to scientific opinion in the selection of its methods, and its trustworthiness
in formulating judgements of understanding (Whitehead 1929b). The metaphysical
framework within which most evolutionists think is mechanistic, period! A modern
exception has been Teilhard de Chardin and his followers. But system. at least
in the way he formulated it has, for most biologists, scarcely survived Medawar's
(1967) parody of it as "tipsy euphoric prose-poetry." Dobzhansky's
(1967) interesting book "The Biology of Ultimate Concern" is highly
sympathetic to Teilhard de Chardin, and one might almost number Dobzhansky as
a follower. But it is the poetry and mysticism that evidently appeal to Dobzhansky
and not Teilhard's metaphysic of a "within of things" nor the role
Teilhard gives to final causes in evolution.
There is both a widespread suspicion of theories that attempt to embrace too
much and a general feeling among biologists that we ought to get on with the
job of digging for the facts and to let the metaphysical framework look abet
itself. This is often another way of saying that we do not believe that we ever
find a framework to hold the picture of the world as seen by science all the
rest of culture. There is the apocryphal story of the mother who was selecting
a toy for her small child. To the sympathetic shop assistant she said "But
isn't this toy rather complicated for a small child?" "It is an educational
toy, madam," replied the shop assistant. "It is designed to adjust
the child to live in the world of today. No matter how he puts it together it
is wrong." Perhaps that will be true of all our metaphysical theories.
But some will be more wrong than others and, since none of us escapes from implicit
if not explicit metaphysical ideas, it behooves us to question what we have
accepted; and to consider alternatives. Lynn White (1968) has argued that "our
thinking has got spread over so vast a range of things that it is suffering
excess intellectual entropy." We are in need of what he calls a "move
toward the center" which is a move for intellectual generality. Twenty
years ago I was discussing the state of ecology with then most prominent thinker,
Charles Elton of Oxford. I remember him saying to me that what ecology needed
then was to discover the coal seam as opposed to just bits of coal scattered
here and there.
Biology found a coal seam in the doctrine of organic evolution and its neo-Darwinian
interpretation. If we were to take the philosophical implications this doctrine
with complete seriousness I believe we would be on a route that would help to
make sense of a much vaster range of facts than is presented by biology alone.
Cultural Evolution--a clue
The Darwinian principle of natural selection of random variation ties all living
organisms together in common descent. Its interpretation in terms of molecular
biology makes all life a set of variations on one theme--the DNA molecule--moreover
providing a credible view of the continuity of the living with the non-living
or inorganic. Furthermore, at the other end of the evolutionary continuum in
human societies, biological evolution has provided the means of another sort
of evolution called cultural evolution in which man is a conscious participant
of a transforming process. The edifice of thought is impressive, yet I shall
argue that it cries aloud for a philosophical framework very different from
the one we are used to getting along with. The framework I see emerging provides
a window through which to look at the world, that is an exciting way of looking
at where we have come from and where we could be going.
A.N. Whitehead (1926, p. 157) wrote in Science and the Modern World,
... a thoroughgoing evolutionary philosophy is inconsistent with materialism.
The aboriginal stuff, or material, from Which a materialistic philosophy starts
is incapable of evolution. This material is in itself the ultimate substance.
Evolution, on the materialistic theory, is reduced to the role of being another
word for the description of the changes of the external relations between portions
of matter. There is nothing to evolve, because one set of external relations
is as good as any other set of external relations. There can merely be change,
purposeless and unprogressive .... The doctrine thus cries aloud for a conception
of organism as fundamental for nature. It also requires an underlying activity--a
substantial activity--expressing itself in individual embodiments, and evolving
in achievements of organism.
On the one hand is the view that change in evolution is analogous to the change
in order of a set of shuffled cards in a pack; no one set of cards is any more
"ordered" than any others, except in so far as we have a preconception
as to what we are going to call an ordered arrangement (Lewontin, 1969). On
the other hand is the view that evolving entities are not analogous to cards
at all, but are characterized by an underlying activity and that this activity
enables them to be involved actively in the process of evolutionary change.
But what could be the nature of such underlying activity? Since Descartes it
has been clear that any effort to understand the world must begin somewhere
within human experience, because that is all we have to go on. But just which
aspects of human experience should serve as the key? The clue I am proposing
is to be found in that part of evolution in which we are conscious participants,
namely, cultural evolution.
The difference between stone-age man and us is not primarily one of genes of
culture. The way in which the human race has acquired those characteristics
which we now regard as the most valuable in human life is cultural evolution.
Stone-age man had genes that enabled his descendents to make wheels, aircraft,
art galleries, and universities. Man's capacity to make discoveries, then to
communicate and to learn, was a new sort of inheritance which made a new sort
of evolution possible. To the extent that man can choose goals and discover
the means to achieve them, he is in charge of his evolutionary future. That
is what cultural evolution implies. Instead of being molded by the forces of
the external world we mold the world to suit our purposes. Genetic evolution
becomes superseded by cultural evolution (Dobzhansky, 1962; Lerner, 1968). This
concept had its origin in embryonic form with the early post-Darwinian anthropologists
who were evolutionists. But as Waddington (1960) has pointed out, by the end
of the nineteenth century the enthusiasm of anthropologists for such ideas had
faded. It was kept alive by a few biologists scattered around the world, including
the first Professor of Natural History in the University of California, Joseph
Le Conte, A revival of interest on a large scale was initiated by Julian Huxley
as early as 1929 and by Waddington in the 1940s (Waddington, 1960). Huxley summarized
his view in his introduction to Teilhard de Chardin's The Phenomenon of Man
thus: "We, mankind, contain the possibilities of the earth's immense future"
(Teilhard de Chardin, 1959). Some strongly deny that man is, in any sense at
all, in charge of his future. The astronomer Fred Hoyle (1964) claims that man
is not in charge of his future, that he never has been, and that the neo-Darwinian
biologists who have insisted that he is have been misleading the public. Hoyle
sees us as being swept along by the tide of events like a canoe on the rapids
with no real power to direct the forces that are moving us--be they a nuclear
holocaust, the deterioration and pollution of the environment or uncontrolled
population growth (the three threats that Stuart Chase (1968) has called "bombs,
bulldozers and babies"). A year later Hoyle (1965) wrote another book in
which he spelt out in some detail how he thinks natural selection will deal
with man in the decades ahead. Perhaps our fate is sealed this way and man will
be as unable as any other creature has been to have himself. The facts may indeed
be on the side of the pessimists. As yet mankind has been swept along by circumstances
rather than directing events to a chosen goal. "Après nous le
deluge" is the common cry of prophets. It is possible that the epitaph
of the world has already been written in a most remarkable anonymous poem found
by Lord Macleod among papers in a Synagogue, I know not where. It is entitled
"Creation in Reverse.'' (3)
In the end, man destroyed the heaven that had been called earth. For the earth
had been beautiful and happy until the destructive spirit of man moved upon
it. This was the seventh day before the end.
For man said, 'Let me have power in the earth,' and he saw that power seemed
good, and he called those who sought power 'great leaders', and those who sought
only to serve others and bring reconciliation 'weaklings,' 'compromisers,' 'appeasers.'
And this was the sixth day before the end.
And man said, 'Let there be a division among all people, and divide the nations
which are for me from the nations which are against me.' And this was the fifth
day before the end.
And man said, 'Let us gather our resources in one place and create more instruments
of power to defend ourselves; the radio to control men's minds, the draft to
control men's bodies; uniforms and symbols of power to win men's souls.' And
this was the fourth day before the end.
And man said, 'Let there be censorship to divide the propaganda from the truth.'
And he made two great censorship bureaux to control the thoughts of man; one
to tell only the truth he wishes known abroad and one to tell only the truth
he wishes known at home. And this was the third day before the end.
And man said, 'Let us create weapons which can kill vast numbers, even millions
and hundreds of millions, at a distance.' And so he perfected germ warfare and
deadly underwater arsenals, guided missiles, great fleets of war planes and
destructive power to the extent of tens of thousands of millions of tons of
T.N.T. And it was the second day before the end.
And man said, 'Let us make God in our own image. Let us say God does as we
do, thinks as we think, wills as we will, and kills as we kill.' So man found
ways to kill with atomic power and dust even those as yet unborn. And he said,
'This is necessary. There is no alternative. This is God's will.'
And on the last day, there was a great noise upon the face of the earth, and
man and all his doings were no more, and the ravished earth rested on the seventh
day .... "
There are plenty of reasons for being pessimistic about the future evolution
of man. The facts may favor the pessimists, yet at the same time it is possible
to have hope for the future. Hoyle may deny the probability of man ever gaining
the upper hand over his fate. But this is not a denial of the possibility of
man doing so. Hoyle (1964) himself says that "the most important factor
in our environment is the state of our own minds." The most important state
of mind to have for the future is one of hope. Who has not experienced, in longing
for something better, a release of human energies that can transform gloom into
light? Because I believe in the transforming power of hope I also believe that
our destiny is in our hands and that our participation in the future of man
can be influential and perhaps decisive.
What men achieve will be a consequence of their remaining anxious, passionate,
discontented, but hopeful human beings, struggling to achieve more than has
so far been achieved. To attempt to raise men above that level is to court disaster.
---there is no level above that. As Passmore (1971) has said
There is only a level below it. "To be man," Sartre has written,
"means to reach toward being God." That is why he also describes man
as a useless passion. For certainly man is a "useless passion" if
his passion is to be God. But his passions are not useless, if they help him
to become a little more humane, and a little more civilized.
That is conscious participatory evolution.
The ingredients of conscious participatory evolution are awareness of possibilities
not yet realized, a reaching forward with passionate concern to these possibilities
and the discovery of ways of making the possible real. The, as yet, unrealized
values of the future are a real cause in changing the present. Purposes determine
history. "The conduct of human affairs," wrote Whitehead (1929b),
"is entirely dominated by our recognition of foresight determining purpose,
and purpose issuing in conduct." Purpose or final causation is an essential
ingredient of the conduct of human affairs.
But how to make our chosen purposes concrete realities? To this I would reply:
It is a faith rather than a fact that the path of creative cultural evolution
is one of persuasion and participation rather than of coercion. This is to say,
it is a democratic, as opposed to a dictatorial, process. It will not be done
by an elite group deciding what is best for the world and imposing this on the
world.
The best laid plans of mice and men will always go astray, and we can only
advance uncertainly from point to point, critically examining each new order
by testing it against the liveliness of our experience. Everything depends on
the appeal to experience, and in a century of frantic change, we struggle to
admit to consciousness those aspects of our experience which in the long run
exalt society instead of debasing it. (Overman, 1967).
That is the task of cultural evolution ahead.
The frightening aspect of our present predicament is that we have no agreement
on the goals of mankind, on what people are for, while at the same time science
and technology are piling up means that could be used to almost any imaginable
end. But it is another story as to how we might ever bring these two concerns
together in some creative partnership.
In participatory evolution at this conscious level I find a clue to thinking
about evolution all down the line within a framework that, for me, is the frame
of a window that gives a new view of cosmic, organic and cultural evolution.
Perhaps ten thousand million years ago there was primeval chaos and now here
we are, creatures who can consciously determine our own future. A universe which
produces life and mind and consciousness requires a different sort of explanation
than would be required for a universe which could not do so. The perspective
I want to suggest is that we look at the process not from the elm up, but from
man down, that we study it as a river not from the source only but from the
estuary where the river reaches its fulness as it becomes part of the ocean.
The Problem of Freedom and Purpose in a Deterministic World
One of the first persons to define clearly a set of questions of cosmic, organic,
and cultural evolution from this perspective was Joseph Le Conte, the foundation
professor of Natural History in the University of California. Joseph Le Conte
came west from the East Coast to teach in the University of California when
it opened its doors to its first 40 freshmen in the year 1869 just ten years
after Darwin had published The Origin of Species. On his death in 1901, Dean
Hilgard wrote, "It was Le Conte through whom the University of California
first became known to the outside world as a school and center of science on
the western border of the continent." It was Le Conte who brought the teachings
d Charles Darwin to the west coast, while Harvard from whence he immediately
came was in battle against Darwinism with its distinguished zoologist Louis
Agassiz the chief antagonist.
Le Conte (1888) proposed three so-called "Laws of Organic Evolution":
(1) Evolution progresses upwards from successive regions of molluscs, fish,
reptiles and mammals; (2) The continuity of the process which results in the
emergence of each level from the previous one is solely by means of natural
causes; (3) At the human level he recognized the role of human purposiveness
in cultural evolution. "Organic evolution," he said, "is by a
pushing upward and onward from below and behind, human progress by a drawing
upward and onward from above and in front by the attractive force of ideals."
Le Conte was convinced that the evolution of human society was a participatory
evolution which was determined by the conscious purposes of man. Prior to this
the process was a mechanical one "not drawn from before but pushed from
behind." Le Conte viewed human purposiveness as emergent from the natural
process, though he defined the natural process in strictly mechanical terms.
By natural process he refers to the physical and chemical entities and their
organization into living beings. So he saw purposiveness as emergent from the
natural process, though he defined the natural when man appeared, not before.
The fact that these qualities emerge in man was for him all that mattered, for
the motivation of much of his writing was to show that evolution was not anti-materialistic
as so many religionists claimed. Le Conte was the first American scientist to
use the idea of emergence in evolutionary thought. It seemed to him to save
evolution from being a materialistic doctrine. Man's consciousness is a by-product
of a material process.
No one could have expressed more clearly than Le Conte did 100 years ago what
was to become of the orthodox' doctrine of participatory conscious evolution
arising out of a mechanical non-participatory process. The argument was important
to him as part of his objective to show that the processes of evolution are
"natural" and not "supernatural," and that evolution leads
to the creature man who is spirit bent. Le Conte was not involved in the contortions
of the Harvard botanist Asa Gray, a contemporary of Agassiz, who at about the
same time was trying to persuade Darwin to replace the idea of chance variation
with some sort of directed change, the direction of the change being always
beneficient and of a supernatural nature. Every step in Asa Gray's argument
led backwards into the muddle of the watch-watchmaker analogy of the design
of nature and its designer God.
Although Le Conte wrote of evolution up to man as a mechanical process, he
was perplexed about the origin of what he called "the spirit of man"
by which he meant the mental and spiritual aspects of conscious life. Furthermore
as a theist he looked for some role for God in the evolutionary process. He
obviously rejected the simplistic approach of Asa Gray and wrote of God as "resident
in nature at all times and in all places during every event and determining
every phenomenon." His writing leaves one in no doubt that he did not mean
this to be taken literally which would make of God a maneuverer. He meant it
symbolically of God as sustainer of what exists. And man's spirit, he says,
developed out of the anima of animals which he says resembles the spirit
of man but is not self-conscious except in man. Moreover anima in animals
derives from something analogous in atoms and molecules. All of which is a bit
of a contradiction to his other image of the creation up to man as contrivance,
period! Le Conte called his view pantheism, but today I believe we would
classify him as a panentheist, at least in some of his writing. It is interesting
to see the struggle Le Conte has to reconcile two ideas, the mechanical deterministic
aspects of evolution and the flowering of evolution into a conscious creature,
man, who can in principle determine his own evolutionary future. The failure
of biologists to face up adequately to this issue has been recently pointed
out by the theologian Langdon Gilkey (1969, 1970) who quite correctly accuses
biologists of speaking with two voices; one is a voice which speaks a continuous
message about man as a determined creature through and through with no room
for freedom, the other is a voice which urges man to choose the right goals
to mould his own evolutionary future It is precisely these sorts of issues that
make the doctrine of evolution cry aloud for some concept of organism all down
the line, some concept of inner activity analogous perhaps to mind and consciousness.
But what could such activity be?
Participatory Evolution "All Down the Line"
The most profound resolution of this problem is that due to A.N. Whitehead
and Charles Hartshorne, which I interpret in terms of participatory evolution
follows. The concept of man's participation in cultural evolution at the conscious
level is a relevant concept analogically in the rest of creation. Or as Hartshorne
(1953) has said "the insentient, dead, and mechanical is secondary to,
or even a mere appearance or special case of, the sentient, living or social
.... Every individual thing above the electronic level is really a society of
things, or a society of societies, etc." There are "high grade"
societies like human groups. AM there are "low grade" societies which
may present the outward appearance of dead machines or inert masses. What we
need, says Hartshorne ( 1963 ) is an interpretation of "experience"
that will apply all up and down the line. Whitehead and Hartshorne have attempted
such an interpretation. An appeal of their philosophy is the basic assumption
that the drive of creation is the combined outcome effects having their origin
in the past and anticipations directed toward future possibilities. Entities
of creation are subject not simply to mechanical thrusts from below but respond
to attraction from before. The language of freedom, anticipation, response,
and feeling is appropriate to the inner constitution of all entities. The whole
of creation from electron type entity to man is in process and always has been.
The outcome of the processes at successive levels of organization along this
line is a progressive integration which we might visualize as follows. Human
life displays one kind of association which is integrated through common consciousness
of objectives in which men cooperate. But here frustration is widespread and
integration inadequately achieved. Indeed, so precariously is it maintained
it could fall back into chaos at any time. Nowhere else in the universe do find
so much danger of disintegration.
By contrast, the association of electrons and the like in atoms has achieved
a marvelous stability of organization, yet this was probably not always so.
Throughout the universe that we know, at least in this epoch of its existence,
this stability is maintained against shocks and changes of time. That more complex
and subtle association of molecules in cells in living organisms is not so fully
established as that of atoms and molecules. But the mutual support and mutual
development of living cells in living organisms far exceeds that of the association
of conscious individuals in human society. Here is where achieved integration
is most incomplete and inadequate. It is as though human society is the frontier
of integration at this stage of cosmic history. Human society is the cradle
for the creation of the richest possible integration of the cosmos as far as
we know. Here is the great upreach towards values that have not yet visited
our earth. Here the existing is groping out into the vast realm of possibility
where undreamed values lie. "Here," as Wieman (1929) perceptively
wrote, "the cosmic venture is under way... here is where heaven and hell
shimmer in a mirage of possibility."
In a time long past the integration of electrons into atoms may have been a
frontier of integration in the universe. There was a time later on when the
integration of atoms and molecules into living cells and later still of living
cells into multicellular organisms was the outpost of organization. These frontiers
are now long past. The cosmic storm now rages about the kind of association
called human society. "Religion of the noblest kind," said Wieman
(1929) "is man's recognition of this creative cosmic struggle and his personal
allegiance to the process of progressive integration." Man becomes by his
free choice a conscious part of the process of creative integration in the universe.
Cosmic evolution looks like a struggle in which societies of different sorts
have been achieved and that society at the human level is conscious about the
possibilities and means of integration.
Why postulate anything analogous to participatory evolution in non-human evolution?
A universe that has produced life and consciousness and freedom, and man, requires
a different kind of explanation from what would be demanded of a universe that
did not do so and could not do so. Hefner (1967) has said that if matter at
a certain level of complexity is life including mental phenomena, then
we cannot fully understand matter at any level unless we understand its relationship
to the structure of matter we call living and mental. What we say about man
must have a consistency with what we say about atoms. Whatever is "more"
about man is nevertheless fully embedded in materiality.
The only explanation that makes sense to me is that the stuff of the universe
is ordered and has the potentiality of being further reorganized and that the
ordering principle is an aspect of mind. Matter is, in modern jargon, "programmed."
Materialism takes neither of these two aspects of "programming" seriously.
It accepts the order of the electrons and atoms but does not explain it. Alternatively,
I may look within nature through vaults of the imagination to find some clue
to order and ordering in nature. What appears to be ordered things may be ordered
happenings.
"Matter," says Hartshorne (1967), "is just a label for orderly
processes nature, it is not a positive principle to explain their possibility
... the mere existence of atoms with definite character, maintaining themselves
through time and relative to one another is a tremendous order. Materialism
in principle refuses to take order as a problem." The existence of an ordered
physical universe of electrons and protons and the like is one problem. The
sequence of evolution of different levels of order from that is another though
related problem and on which science has thrown much light. The principle of
natural selection chance variation explains a lot of the order of the plant
and animal world. These principles are not explanations of order per se.
Natural selection works with ordered systems which have the potentiality of
being further ordered. The Darwinian explanation is an account of the outer
aspect of things visible to the scientific observer. It leaves open the question
as to whether there is an inner aspect of things less amenable to scientific
analysis but also relevant in seeking to interpret biological order. It does
not leave as open questions certain metaphysical theories of order such as the
analogy of the universe as a watch which was made by a watchmaker and which
has discredited so much of the simplistic theology of nature.
The existence of an ordered universe implies an ordering principle. There are
two sorts of ordering principle; one dictatorial, the other democratic. Dictatorship
is order by fiat. The democratic principle is order by persuasion of subjects
with degrees of freedom of those subjects. The possibility of anarchy exists
in a democracy. It is prevented, not by coercion, but by persuasion. I recall
Professor Charles Hartshorne making this point to an audience of students by
telling them that the possibilities of disorder and anarchy in that lecture
theatre were considerable. Such order as existed was not a result of coercion
but of self-persuaded discipline. "Order" he said "is anarchy
tamed," tamed by the persuasive lure of possibilities. Unrealized values
are real lures and real causes. The realm of possibilities which informs us
is an ordered realm which persuades us from before and we feel free to choose
this or that value within certain limits.
The proposition of process philosophy is that this type of model applies all
the way down the line from conscious human beings to the ultimate building blocks
of the universe. The only alternative explanation is order by fiat and the universe
does not look like that. Reality is process and the process involves something
analogous to feeling. This is the inner aspect of things which know in our experience
but which we can only speculate about in other entities.
We tend to take for granted the possibilities or potentialities that must have
been inherent in the cosmos from its foundations and without which the emergence
of life and consciousness would not have been possible. Possibilities are unseen
realities. So far as our human lives are concerned they are potent causes that
guide and transform our lives. In process thinking, particularly as developed
by A.N. Whitehead and his students, the raw materials from which we start do
science are "occasions of experience." Everything in the universe
is an occasion of experience. Every occasion of experience is bipolar. It is
mental experience integrated with physical experience: Each occasion of experience
is in touch with possibilities from which it selects a goal (which is its fredom)
regarding its "self-fulfilment." Occasions of experience then can
be analysed into experiencing subject and experienced object. The happenings
are not happenings to concrete things but are themselves the concrete things.
"Apart from the experience of subjects there is nothing, nothing, nothing,
bare nothingness" (Whitehead, 1929a). Each occasion of experience is partly
self-determining and is partly determined by the possibilities that confront
it. This is the private inwardness of entities or in Teilhard de Chardin's language
the "within of things." The possibilities or potentialities of the
universe to which entities are drawn are an aspect of the unitary actuality
(the ordering principle) which Whitehead calls the primordial nature of God.
It is not surprising that scientists who find such a view to make sense of
existence say, as the physicist David Boehm does, that "nature is more
like an artist than an engineer." We move away from the all pervasive analogy
of contrivance to one that has to do with concepts of anticipation, fulfilment,
even tenderness.
The universe has always been and is in process of being made. It is incomplete
and is lured to further completion. The order of the universe is well established
at the level of electrons and atoms, less so at the level of living cells and
organisms, least so at the level of human societies. This level is where man's
conscious groping may meet the persuasive lure of unrealized possibilities that
could make a more complete world and more ordered lives. Here is where mankind
is challenged to consciously participate in the ongoing creative process. This
is a doctrine (panentheism) that recognizes the operation of "efficient
causation" or mechanical causes and "final causation" or the
effective causation of potentialities, goals and purposes. Attempts to work
out these ideas in detail have been made by Whitehead, Hartshorne, Ogden, Cobb,
Peters (see references) and other process thinkers. Their particular application
to biological evolution has been developed by a number of authors such, for
example, as Agar (1943), Wright ( 1964 ), Overman ( 1967 ), Birch ( 1965 ),
Burgers ( 1965 ), and Hartshorne ( 1962, 1970).
The Principle of Harmony
If a more consistent and satisfying picture of the universe and its evolution
can be gained from the assumption that the primary particles are, like ourselves,
sentient in some sense, then physics can have nothing to say against it. There
is a place in physics for the construction of imaginative models that may be
able to cope with interpreting a wider range of our experiential world that
seems possible with the models of a more classical physics. Mind and consciousness
grow out of what we call matter. If the classical concept of matter can throw
no light on how this can be then it is our conception of matter which may need
revision. The scientific venture at its best is a reaching outwards to embrace
the wholeness of things. Analysis is pointless unless wholeness is its objective.
'There are plenty of pitfalls in seeking wholeness. We may be guided by Whitehead's
(1933) proposition that cosmologies are never merely true or false; they are
more or less adequate to the full variety of experienced facts. That is the
only reasonable attitude to adopt to theories that attempt to be comprehensive.
The so-called verification principle is quite inappropriate to them; simple
hypotheses may be subject to it; but broad theories are not verified, they are
"weighed" (Ferré, 1968). They are weighed in accordance with
the principle of harmony. We think best of the scientist, not as one concerned
with the search for true theories--which has the doubtful implication that scientific
investigation can arrive at some ultimate truth--but rather as one who searches
for harmony, for an ordered picture to fit the facts together as in a jigsaw
puzzle (Rogers, 1965 ). The revolution of science in the sixteenth and seventeenth
centuries was a revolution of reason based on faith in the orderliness of nature,
that there was a scheme to fit facts into, a jigsaw puzzle to be solved, that
it was a real jigsaw puzzle and not just a game of ideas. The faith of this
new science was that all things great and small could in principle be put into
an order of nature. In Kuhn's ( 1962 ) term the renaissance of science was an
example of "revolutionary science." It involved a change in categories
of thought with the resulting veritable overthrow of one scheme of harmony by
another more inclusive one. In the revolution of science in the sixteenth and
seventeenth centuries men came to hold certain things to be true without empirical
evidence for them. The Copernican theory seemed blatantly contrary to empirical
fact. Obviously the earth does not move and no one had any evidence that it
did. Galileo wrote that "all experiments practicable upon earth are insufficient
measures for proving its mobility since they are indifferently adaptable to
an earth in motion or at rest." And Kepler knew of no empirical proof or
verification yet he followed the Copernican system. "I perceived how clumsy
in many respects is the hitherto customary notion of the structure of the universe.
Hence I was so delighted by Copernicus ... that I ... repeatedly advocated his
views in the disputations of the candidates." (cf. Rogers, 1965). He accepted
the Copernican theory because it presented a more harmonious and less clumsy
picture of the world than the Ptolemaic system.
The Universe as Responsive
I have argued that the entities of the universe have their relationship to
an ordering principle which is all inclusive. Without overall coordination there
would be chaos in the universe. It would not be a universe. I have also argued
that the ordering principle is democratic in the sense that it is not rule by
but by individual "decisions" of responsive entities. I find it logical
to take the next step with A.N. Whitehead and others and to name the unitary
actuality the universe to which entities respond with the name God. One reason
is that the three great religions, Judaism, Christianity, and Islam, agree with
the conception of an inclusive wholeness in the universe to which persons respond
and which is named God. Whitehead (1930) has said that it is the peculiar character
of religion "to bring into consciousness that personal side of the universe
which we can care for." The high meaning of worship in these three great
religions is response with all one's heart and mind and strength to that which
is all inclusive and worthy of our total devotion.
But there is a second aspect which is at least implicit in these three religions,
that the personal side of the universe which we can care for is itself responsive
to that caring or love. If this were not so, how could these religions justifiably
refer to God as loving, for love is that which not only gives but responds.
In this view God is love that gives and love that responds to the creation.
The image is persuasive love transforming the creation and in process itself
being transformed or enriched by the creation. If this is a valid image, who
is to say where response ends or where it begins along the evolutionary line?
In Whitehead's phrase, "not even the merest puff of existence" is
without its significance to God. Our experience leaves out most of what is happening
in the universe and we ask --is there one who responds to all that exists, who
feels the movement of creative evolution and who saves this experience forever
as a sort of memory? In some form or other this concept has appeared in the
higher religions. Why? It is a judgment of value about what seems to make sense
when we take value experiences seriously. We ask whether the contribution each
may make is in any way lasting? To some extent our influence may live beyond
the grave in the memory of others. That contribution fades and is very incomplete.
So far as our planet and all its works are concerned its day will end, either
in a freeze-up or in a fiery inferno. All will be frozen cold or reduced to
ashes.
What then of man and all his works? Has he ultimately no significance in the
vastness of the universe? Traditional theology has sought for survival of man
beyond the grave. Immortality has meant post mortem rewards and punishments.
That has led to the unethical notion that we do good for the sake of some future
benefit for us (Hartshorne, 1967 ). But there is only one valid reason for doing
good and that is that it is good, period. The pearl of great price is sought
for its value now. But is that which has been achieved of value saved in any
way in the ongoing sage of the universe? It could be if the unitary actuality,
God, that includes all responds to all. Created' value would then be saved in
his experience.
The eventual worth of life is in the contribution it makes to something more
enduring than itself. That the world experiences God and that God also experiences
the world, and is enriched by it, is a familiar image to students of A.N. Whitehead.
Participatory evolution in this view is the participation of the creation in
the being of God and the participation of God in the life of creation. This
is not a verified nor a verifiable concept. But it is one that makes sense of
existence in accordance with the principle of harmony.
NOTES
1 A. N. Whitehead. Science in the Modern World, Cambridge: Cambridge
University Press, 1926, p. 265.
2 Throughout this article references will be made through parentheses
in the text rather than in footnotes. Refer to the list of references at the
end of the article.
3 Copyright untraceable.
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