American Association for the Advancement of Science

AAAS R&D Funding Update September 30, 2004 -


Senate Holds Steady on USDA Research, Boosts Construction

Go to:

-Table. Senate Action on R&D in USDA

PDF version of this document

See also:

"House Finds Money for USDA R&D Increases"- July 9 AAAS R&D Funding Update (USDA R&D in FY 2005 House Appropriations)

"R&D in the Dept. of Agriculture"- by Elizabeth Allred, Eddie Gouge, and Mortimer Neufville, NASULGC; Chapter 11 of AAAS Report XXIX: R&D FY 2005 (USDA R&D in the FY 2005 Request)

 

Highlights

- The latest Senate budget plan would boost the U.S. Department of Agriculture’s (USDA) R&D by $127 million or 5.7 percent in FY 2005 to $2.4 billion, matching a similar increase the House approved this summer. Both plans contrast with a requested cut (see Table). Nearly the entire increase would go to laboratory construction projects, leaving basic and applied research even with this year.

 -  Both the House and Senate would add more than $200 million to the Administration’s request, mostly to reinstate earmarks that USDA had proposed to eliminate, including $109 million in the Senate for Special Research Grants.

 - The Senate would provide $183 million for the National Research Initiative of competitively awarded extramural research grants, up nearly 12 percent from this year.

 - While the Senate would provide only $122 million, the House would fully fund the requested $178 million to complete animal research and diagnostic facilities at the National Centers for Animal Health in Ames, Iowa, that would be the heart of a USDA-wide food and biosafety initiative.

 On September 14, the Senate Appropriations Committee reported its version of the FY 2005 Agriculture appropriations bill (S 2803), providing funding for the U.S. Department of Agriculture (USDA) and other food-related agencies. With time running out on the congressional session and FY 2004, which ends today (Sept. 30), the Senate bill may never make it to the Senate floor but will most likely be rolled into a year-end omnibus appropriations bill. The full House of Representatives approved its version of the bill (HR 4766) in July. Despite the delays, both the House and Senate would agree on substantial increases for the USDA R&D portfolio, mostly for R&D facilities. The Senate would give USDA a total R&D budget of $2.4 billion in FY 2005, an increase of 5.7 percent or $127 million that stands in sharp contrast to a requested cut (see Table). The House would provide just $8 million more for a similar increase. (For more on USDA R&D in FY 2005 House appropriations, see the July 8 AAAS R&D Funding Update. For more on R&D in the USDA FY 2005 request, see Chapter 11 of AAAS Report XXIX: R&D FY 2005.)

 USDA R&D in FY 2005 Senate Appropriations

 In contrast to a requested cut of 3.5 percent down to $2.2 billion, both the House and Senate would fund USDA R&D at $2.4 billion, 6 percent increases over this year’s funding level. In February, USDA proposed to eliminate $220 million in FY 2004 R&D earmarks, and hold other USDA R&D funding flat overall. The request contained a major facilities proposal of $178 million to complete animal research and diagnostic facilities at the National Centers for Animal Health in Ames, Iowa, with cuts in other R&D programs. Both the Senate and House bills find enough money to restore most of the earmarked funding and add research funding for other priority areas in order to bring USDA R&D just a few million dollars short of an all-time high in inflation-adjusted dollars. The House would fully fund the animal research facilities request, while the Senate would fund most of it.

 The House appropriation of $178 million in new funds for the Ames facility would continue strong USDA and congressional attention to homeland security since the terrorist attacks of 2001. The Senate would provide $122 million, still a large investment for a single project. In the first few years after the attacks, USDA facilities funding went primarily to improve security at agricultural research facilities, many of which house dangerous pathogens, but now the focus is shifting to creating new scientific capabilities for homeland security-related research. The renovated National Centers for Animal Health will serve as the nation’s premier animal research and diagnostic laboratory and will enhance the nation’s ability to respond to attacks on the food supply. The $122 million Senate allocation is contained in the $173 million Senate appropriation for Agricultural Research Service (ARS) Buildings and Facilities, nearly triple this year’s funding level, with the remaining $51 million parceled out to 17 congressionally earmarked construction projects at USDA laboratories. In addition to the construction funds, the Senate would provide $15 million for new intramural research on food and agriculture defense, and $15 million for homeland security-related extramural research grants.

 Total ARS R&D would climb 10.0 percent to $1.3 billion because of the Iowa and other facilities appropriations, but ARS funding for the conduct of R&D (excluding facilities) would edge up just 0.7 percent to $1.1 billion in the Senate plan and would decline slightly in the House Agriculture bill. ARS funds intramural research through a nationwide network of intramural laboratories and agricultural experiment stations, including research on congressionally designated topics.

 Overall, USDA extramural R&D would remain flat with FY 2004 funding levels in the Senate bill. USDA’s extramural research grants, nearly entirely to colleges and universities, are administered by the Cooperative State Research, Education and Extension Service (CSREES). Total CSREES R&D would be $620 million in the Senate Agriculture bill, a very modest increase of $1 million over FY 2004 but $108 million more than the request. The difference comes from the insertion of $127 million in congressional earmarks that the Administration proposed to terminate. The Senate would provide $109 million for Special Research Grants, down from the current-year level of $111 million but up dramatically from the request of $3 million. This program has traditionally been home to congressionally designated, performer-specific research projects. The Senate bill would fund 174 itemized projects, partially overlapping the House’s 131 itemized projects totaling $88 million. The Senate bill contains 29 other earmarks totaling $21 million in other parts of the CSREES budget, again partially overlapping the House’s 30 other earmarks totaling $35 million.

 At the same time, the House and Senate would hold the line on competitively awarded research grants, also administered by CSREES. The National Research Initiative (NRI) would receive $183 million from the Senate, slightly above the House and the request and $19 million more than this year. USDA also provides formula funds for agricultural R&D to qualifying institutions in programs such as the Hatch Act, which would remain at $180 million in FY 2005.

 The other major USDA R&D agency is the Forest Service; it would have $325 million for its R&D programs in FY 2005 under the Senate plan, an increase of $9 million or 2.8 percent. Although the primary focus of its R&D portfolio is forestry and ecosystems research, in recent years the Forest Service has emphasized its fire science and wildfire management research portfolio as well. Most of this research is performed in intramural laboratories, although there is also an extramural fire science grants program that would receive $21 million next year.

Figure 1. (click on the image to view or download a color, full-page PDF version of the chart)

 Both the House and Senate FY 2005 Agriculture bills would bring the USDA R&D portfolio just a few million dollars short of its all-time peak in inflation-adjusted dollars (see Figure 1). USDA R&D peaked in FY 2003, but has been at historical highs for the past few years. Since hitting a recent low in FY 1996, the funding trend has been generally upward, first because the federal budget surplus made more discretionary funds available to congressional appropriators, then in FY 2000 and FY 2001 from the release of mandatory competitive research funds, and then since FY 2002 because heightened concern about agricultural terrorism and the security of USDA laboratories resulted in millions for security upgrades and other homeland security-related investments.

Next Steps

The House approved its Agriculture bill in July, but the Senate version faces a more difficult path. With the October 1 start of FY 2005 and the October 8 target adjournment date looming and other legislative priorities stacked up, the Senate will run out of time to debate and approve the Agriculture bill as a stand-alone bill. Thus, USDA programs will operate through at least November 20 at FY 2004 levels under a continuing resolution (CR; temporary appropriations bill) approved by Congress this week. After the November elections, Congress will try to finish up appropriations; the most likely scenario is that the Agriculture bill will be rolled into an omnibus appropriations bill along with the other unfinished appropriations bills in a post-election lame duck session. With the House and Senate USDA appropriations so similar, USDA is almost certain to get the large increase in R&D facilities and flat funding for research outlined above, but the big question remaining is when.

- September 30, 2004

(This analysis is one of a series of AAAS R&D Funding Updates on FY 2005 congressional appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D by agency in FY 2005 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/rd) in the "FY 2005 R&D" or the "What's New" sections.)

AAAS R&D Budget and Policy Program
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www.aaas.org/spp/rd    


Table. U.S. Department of Agriculture

 

 

 

 

 

 

Senate Appropriations Committee Action on R&D in the FY 2005 Budget

 

 

(budget authority in millions of dollars)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Action by Senate

 

FY 2004

FY 2005

FY 2005

FY 2005

Chg. from Request

Chg. from FY 2004

 

Estimate

Request

House

Senate

Amount

Percent

Amount

Percent

 

 

 

 

 

 

 

 

 

Agricultural Research Service (ARS)

 

 

 

 

 

 

 

  Salaries and Expenses

        1,083

           988

        1,057

        1,090

103

10.4%

7

0.7%

  Trust Funds

             25

             25

             25

             25

0

0.0%

0

0.0%

  Buildings and Facilities

             63

           178

           202

           173

-5

-2.9%

110

174.3%

 

_______

_______

 _______

 _______

_______

 

_______

 

  Total ARS R&D

        1,171

        1,191

        1,284

        1,288

98

8.2%

117

10.0%

 

 

 

 

 

 

 

 

 

Cooperative State Research, Education and Extension Service (CSREES)

 

 

 

 

     National Research Initiative

164

180

180

183

3

1.7%

19

11.6%

     Special Research Grants

111

3

88

109

105

3154.4%

-2

-1.7%

     Hatch Act

179

180

181

180

0

0.0%

1

0.6%

     Integrated Grants

26

43

37

32

-11

-25.5%

6

23.2%

     All Other CSREES R&D

139

105

139

116

10

9.8%

-24

-16.9%

 

_______

_______

_______

_______

_______

 

_______

 

  Total CSREES R&D

619

512

625

620

108

21.0%

1

0.1%

 

 

 

 

 

 

 

 

 

  (CSREES Non-R&D Programs)

503

506

528

527

21

4.3%

24

4.8%

 

_______

_______

_______

_______

_______

 

_______

 

  (Total CSREES Budget)

1,122

1,018

1,153

1,147

129

12.7%

25

2.2%

 

 

 

 

 

 

 

 

 

Forest Service

316

316

328

325

9

2.8%

9

2.8%

Economic Research Service

71

80

77

76

-4

-5.5%

5

6.5%

Agricultural Marketing Service

6

6

6

6

0

0.0%

0

0.0%

Foreign Agricultural Service

2

2

2

2

0

0.0%

0

0.0%

Nat'l Agricultural Statistics Service

5

5

5

5

0

0.0%

0

0.0%

Grain Inspection

7

7

7

7

0

0.0%

0

0.0%

Natural Resources Conservation

14

14

14

14

0

0.0%

0

0.0%

Animal & Plant Inspection Service

29

30

28

25

-5

-17.5%

-4

-14.6%

 

_______

_______

_______

_______

_______

 

_______

 

Total USDA R&D

        2,240

        2,163

        2,375

        2,367

204

9.4%

127

5.7%

 

 

 

 

 

 

 

 

 

AAAS estimates based on FY 2005 appropriations bills.  Includes conduct of R&D and R&D facilities.

 

 

FY 2004 and FY 2005 request figures based on OMB R&D data and supplemental agency budget data.

 

 

Figures are rounded to the nearest million. Changes calculated from unrounded figures.

 

 

 

September 30, 2004 - AAAS estimates of House and Senate Appropriations Committee-approved funding levels.

American Association for the Advancement of Science