American Association for the Advancement of Science

AAAS R&D Funding Update May 12, 2000 -


Senate Proposes Small Increases for USDA R&D

Go to: Table. FY 2001 USDA R&D in Senate Appropriations Committee Action

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AAAS Report XXV: Research and Development FY 2001 (President's Request for FY 2001)
Chapter 13:
R&D in the Department of Agriculture

-Elizabeth Allred and Mortimer Neufville, NASULGC

(This analysis is part of a series of AAAS R&D Funding Updates on the FY 2001 congressional appropriations process. This analysis includes information on R&D in Senate appropriations for USDA. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D by agency in FY 2001 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/R&D) in the "FY 2001 R&D" or the "What's New" sections.)

On May 10, the Senate Appropriations Committee approved its version of the FY 2001 Agriculture appropriations bill, which provides funding for most of the U.S. Department of Agriculture (USDA). The bill goes to the Senate floor the week of May 15. The Senate bill would provide $1.8 billion for USDA R&D in FY 2001, an increase of $54 million or 3.1 percent over FY 2000 (see Table). This would be $7 million less than the President's request. The House Appropriations Committee approved its own version of the Agriculture bill a day later (the AAAS R&D Funding Update on the House bill will be available shortly).

Total USDA R&D funding of $1.8 billion (assuming the Forest Service, in the Interior appropriations bill, receives R&D funding equal to FY 2000) would be 3.1 percent above FY 2000, slightly above the expected inflation rate of between 2.0 and 2.5 percent. While USDA's intramural research would receive larger increases ahead of inflation, most of USDA's other R&D programs, including its extramural research grants, would fail to keep pace with inflation and would stay level with FY 2000 funding. The Senate bill generally follows the outlines of the President's request, but slashes the request for competitively awarded research grants in favor of congressionally designated grants. (For full details of the President's request for USDA R&D and full information on USDA R&D programs, see Chapter 13 of AAAS Report XXV: R&D FY 2001).

The Senate bill would allow two mandatory (non-appropriated) grants programs to spend its funds in both FY 2000 and FY 2001 despite a long-running feud between the Appropriations Committees and the Agriculture Committees in both the House and the Senate. The Initiative for Future Agriculture and Food Systems (IFAFS) was created in June 1998 as a mandatory program to spend $120 million a year for five years on competitively awarded grants for agricultural research, to be administered by USDA's Cooperative State Research, Education and Extension Service (CSREES). The Appropriations Committees were upset that this program, created by the House and Senate Agriculture Committees, would take spending decisions on agricultural research out of their jurisdictions, so they blocked USDA from spending the first $120 million installment of these funds in FY 1999. But because these funds were made available by law for two years, the FY 1999 money became available in FY 2000. USDA earlier this year announced requests for proposals for these funds, and barring further congressional action the first grants should be distributed this summer. Last year, Congress blocked the use of the FY 2000 funds but again only for one year, so USDA anticipates that these FY 2000 funds will become available in October for the second round of grants. Because USDA assumes that FY 1999 and FY 2000 funds will cover spending in FY 2000 and FY 2001, the budget request proposed to defer the FY 2001 funds for a year. The Senate bill agrees to the request by blocking the FY 2001 funds, but apparently allows the current grant process to go forward and would also allow USDA to spend FY 2000 funds next year. (To more accurately reflect when the money would be spent, the Table shows $120 million in FY 1999 funds in the FY 2000 column and the FY 2000 funds in the FY 2001 columns.)

Similarly, the Fund for Rural America in the Office of the Secretary was reauthorized last June for five years, but FY 1999 funds were blocked by Congress and became available in FY 2000, while FY 2000 funds were also blocked but would become available in FY 2001. The Senate bill would block FY 2001 funds for this program but would allow other years' funds to be spent.

CSREES also administers appropriated research grants programs. The National Research Initiative (NRI), the existing competitive research grants program which IFAFS was designed to supplement, would receive $121 million, only slightly higher than $119 million in FY 2000 and well short of the $150 million request. Instead, the Senate would direct funds toward Special Research Grants, which would receive $62 million, slightly less than FY 2000 but $56 million more than the request. These funds would go to 129 itemized projects, all but five of which are for geographically specific congressionally designated projects. The Senate bill also contains more than a dozen other congressionally designated projects in other parts of the CSREES budget. Most formula funding programs for academic R&D such as the Hatch Act ($181 million, same as FY 2000) would receive level funding. Total CSREES R&D would be $538 million, even with FY 2000.

Agricultural Research Service (ARS) R&D would total $951 million in FY 2001 in the Senate bill, an increase of 5.0 percent. ARS funds intramural research through a nationwide network of intramural laboratories and agricultural experiment stations. The Senate bill would rearrange the President's request somewhat, by providing less than requested for research programs but more than requested for facilities funding to construct or renovate laboratory facilities.

The Agriculture bill now goes to the Senate floor, where its spending levels are unlikely to encounter much opposition. But the Senate bill carries several measures that could prove controversial and thus delay or even block full Senate approval. Attached to the bill is the Food and Medicine for the World Act, which would terminate existing U.S. unilateral agricultural and medical sanctions for several nations, most notably Cuba. Although U.S. farmers generally support the measure, which would allow donations or sales of grain and other food to Cuba, the measure could run into anti-Cuba opposition. Another provision in the bill would force the Department of Justice to refund money received from other agencies to engage in litigation against tobacco companies, which could leave it with insufficient resources to continue the litigation. The House version of the bill is expected to go to the House floor next week, and if conference negotiations are peaceful then the Agriculture bill may be one of the first FY 2001 bills to be signed into law.

- May 12, 2000

AAAS R&D Budget and Policy Program
American Association for the Advancement of Science
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(202) 326-6607
science_policy@aaas.org
http://www.aaas.org/spp/R&D

Table. U.S. Department of Agriculture
Senate Appropriations Committee Action on R&D in the FY 2001 Budget
(budget authority in millions of dollars)


 
Action by Senate
  FY 2000 FY 2001 FY 2001 Chg. from Request Chg. from FY 2000
  Estimate Request Senate Amount Percent Amount Percent
Agricultural Research Service (ARS)              
Programs 1 853 917 895 -22 -2.4% 42 4.9%
Buildings and Facilities 53 39 56 17 44.4% 3 6.3%
  _______ _______ _______ _______   _______  
Total ARS 906 956 951 -5 -0.5% 45 5.0%
               
Cooperative State Research, Education and              
Extension Service (CSREES) 538 523 538 15 2.9% 0 0.0%
- National Research Initiative 119 150 121 -29 -19.1% 2 2.0%
- Special Research Grants 64 6 62 56 872.9% -2 -2.8%
- Initiative for Future Agri. 2 120 120 120 0 0.0% 0 0.0%
               
(CSREES Non-R&D Programs) 528 562 547 -16 -2.8% 19 3.6%
  _______ _______ _______ _______   _______  
(Total CSREES Budget) 1,066 1,085 1,085 -1 0.0% 19 1.8%
               
Forest Service * 211 237 211 -26 -11.0% 0 0.0%
Economic Research Service 64 55 67 12 21.9% 3 4.7%
Agricultural Marketing Service 5 6 6 0 -3.4% 1 15.9%
Foreign Agricultural Service 1 1 1 0 0.0% 0 0.0%
Nat'l Agricultural Statistics Service 4 4 4 0 0.0% 0 0.0%
Grain Inspection 3 6 3 -3 -50.0% 0 0.0%
Animal & Plant Inspection Service 21 21 21 0 0.0% 0 0.0%
Office of the Secretary 3 10 15 15 0 0.0% 5 50.0%
  _______ _______ _______ _______   _______  
Total USDA R&D 1,763 1,824 1,817 -7 -0.4% 54 3.1%


AAAS estimates based on FY 2001 appropriations bills. Includes conduct of R&D and R&D facilities.
FY 2000 and FY 2001 request figures based on OMB R&D data and supplemental agency budget data.
Figures are rounded to the nearest million. Changes calculated from unrounded figures.
1 Includes spending from trust funds.
2 Mandatory (non-appropriated) program of competitive grants for agricultural research.
3 Fund for Rural America, a mandatory program.
* - Funded through the Interior appropriations bill. The Senate has not drafted its Interior bill yet. FY 2001 Senate figure assumes freeze at FY 2000 funding level.
May 12, 2000
Senate Appropriations Committee-approved figures. These appropriations may be amended or rejected on the Senate floor.


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