American Association for the Advancement of Science

AAAS R&D Funding Update July 18, 2001-


Commerce R&D Would Fall Under House Bill;
House Would Eliminate ATP

Go to: Table. FY 2002 Commerce R&D in House Appropriations

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Related documents:

AAAS Report XXVI: Research and Development FY 2002 (President's Request for FY 2002)
Chapter 12: R&D in Selected Agencies
-Kei Koizumi, AAAS

(This analysis is part of a series of AAAS R&D Funding Updates on the FY 2002 congressional appropriations process. This analysis includes information on House appropriations for the Department of Commerce. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D by agency in FY 2002 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/R&D) in the "FY 2002 R&D" or the "What's New" sections.)

Last week, the House Appropriations Committee approved its version of an FY 2002 Commerce-Justice appropriations bill that would reduce the Department of Commerce's R&D programs. The bill would curtail Commerce R&D by 9.4 percent or $113 million for a total of $1.1 billion (see Table). Commerce's two major R&D agencies-the National Oceanic and Atmospheric Administration (NOAA) and the National Institute of Standards and Technology (NIST)-would fare differently under the House bill. NOAA R&D would rise by 2.5 percent, or $18 million above FY 2001, while NIST R&D would fall by 24.1 percent, some $101 million below the FY 2001 level. However, this seemingly dramatic reduction in NIST R&D is almost exclusively due to the proposed elimination of the controversial Advanced Technology Program (ATP).

NOAA performs R&D related to its mission of environmental stewardship of coastal and marine environments and the atmosphere to ensure sustainable economic opportunities. IT plays a key role in research on the topics of climate change, weather, and fisheries. The House bill would provide for modest increases-ranging from 1.6 to 8.9 percent-across several NOAA R&D accounts, including those in the National Ocean Service (NOS); Oceanic and Atmospheric Research (OAR); the National Weather Service (NWS); and the National Environmental Satellite, Data and Information Service (NESDIS). Only the National Marine Fisheries Service would see its R&D spending decline, by 2.7 percent. Interestingly, the House bill would allocate $3 million for the continuation of the NESDIS Regional Climate Centers program, which had been proposed for elimination by the Bush Administration. In the committee report that accompanies the legislation, the Committee cites the value of these centers as repositories for historical environmental data and encourages the Bush Administration to request adequate funding in future years for their maintenance.

In accord with the request of the Bush Administration, the House bill calls for the termination of NIST's Advanced Technology Program (ATP). Started by the first Bush Administration but promoted as a key technology initiative by the Clinton Administration, the ATP is an extramural research grants program to provide precompetitive cost-shared R&D support for promising market technologies. The House has repeatedly voted to terminate the program, but the Senate and the Clinton Administration had managed to preserve it in past budget struggles. Many Republicans regard the ATP as "corporate welfare," a subsidy to industrial firms that unnecessarily funds research private firms could and should support. The Administration requested only $13 million for ATP in FY 2002, only enough to close out previously awarded grants and pay for administration costs, with no funds for R&D in FY 2002.

With the termination of ATP R&D, therefore, total NIST R&D would fall by 24.1 percent, or $101 million, to $319 million. However, the main NIST R&D activity-Scientific and Technical Research and Services (STRS), which funds intramural research at the NIST laboratories-would rise by a substantial 11.5 percent ($31 million). The House would fund most NIST laboratory programs at or above the requested levels of the Bush Administration, and would provide an additional $9 million for two congressionally designated projects. The other NIST R&D program, Construction of Research Facilities, would fall by the requested $14 million to $21 million in FY 2002 because of the completion of major construction projects in FY 2001. The non-R&D Manufacturing Extension Partnership (MEP), a program to operate a nationwide network of extension centers to disseminate better manufacturing technologies to small- and medium-sized manufacturers, would receive $107 million, up slightly from FY 2001.

R&D in the National Telecommunications and Information Administration (NTIA) would fall from $51 million to $21 million in FY 2002 because of a reduction in Technology Opportunity Grants from $46 million back down to the FY 2000 level of $16 million. These grants fund the development of innovative information technology systems to Americans in under-served communities.

The Commerce-Justice bill now heads to the House floor, where it is expected to win quick approval. The fate of the ATP now rests with the Senate; although the Senate has joined with the Clinton Administration in supporting the program in past years, it is unclear whether the Democratic Senate will stand alone in support of the program against the Bush Administration and the House in this year's appropriations process.

- July 18, 2001

AAAS R&D Budget and Policy Program
American Association for the Advancement of Science
1200 New York Ave, NW
Washington, DC 20005
(202) 326-6607
science_policy@aaas.org
http://www.aaas.org/spp/R&D

Table. Department of Commerce
House Appropriations Committee Action on R&D in the FY 2002 Budget
(budget authority in millions of dollars)


 
Action by House
  FY 2001 FY 2002 FY 2002 Chg. from Request Chg. from FY 2001
  Estimate Request HOUSE
Amount
Percent Amount Percent
TOTAL NOAA R&D 726 772 744 -28 -3.7% 18 2.5%
- National Ocean Service 64 64 65 1 2.0% 2 2.4%
- National Marine Fisheries Service 311 329 302 -27 -8.2% -9 -2.7%
- Oceanic and Atmospheric Research 269 290 278 -11 -3.9% 9 3.5%
- National Weather Service 23 28 23 -4 -15.6% 0 1.6%
- National Env. Satellite and Data Info. 13 11 14 3 23.4% 1 8.9%
- All Other NOAA R&D 46 50 61 11 21.1% 14 30.9%
               
(Total ORF (incl. non-R&D)) 1,868 2,180 2,200 20 0.9% 332 17.8%
(Total NOAA (incl. non-R&D)) 3,041 3,064 3,093 29 1.0% 52 1.7%
               
               
National Institute of Standards and Technology:
Scientific & Technical Research 268 292 299 7 2.4% 31 11.5%
Advanced Technology Program R&D 118 0 0 0 - - -118 -100.0%
Construction 35 21 21 0 0.0% -14 -40.0%
  _______ _______ _______ _______   _______  
TOTAL NIST R&D 421 313 319 7 2.2% -101 -24.1%
               
(STRS Non-R&D Activities) 45 56 50 -6 -10.1% 5 11.5%
(ATP Non-R&D Activities) 27 13 13 0 0.0% -14 -52.7%
(Manufacturing Extension Partnership) 105 106 107 0 0.2% 1 1.3%
  _______ _______ _______ _______   _______  
(Total NIST Budget) 598 487 489 2 0.3% -109 -18.3%
               
Bureau of the Census 2 2 2 0 0.0% 0 0.0%
National Telecomm. and Info. Admin. 51 21 21 0 0.0% -30 -58.8%
Economic Development Administration 1 1 1 0 0.0% 0 0.0%
Dept. Administration 1 1 1 0 0.0% 0 0.0%
  ______ ______ ______ _______   _______  
Total Commerce R&D 1,201 1,110 1,088 -21 -1.9% -113 -9.4%


AAAS estimates based on FY 2002 appropriations bills. Includes conduct of R&D and R&D facilities.
FY 2001 and FY 2002 request figures based on OMB R&D data and supplemental agency budget data.
Figures are rounded to the nearest million. Changes calculated from unrounded figures.
July 18, 2001 - House Appropriations Committee-approved figures.
These appropriations may be amended or rejected on the House floor.


American Association for the Advancement of Science