American Association for the Advancement of Science

AAAS R&D Funding Update on R&D in Commerce FY 2007 Senate Appropriations -


Big Boosts for NOAA R&D, NIST Labs in Senate Plan

Go to:

-Table. Commerce R&D by Program in FY 2007 Senate Appropriations

PDF version of this document

Main R&D in the FY 2007 Budget Page

Supplemental Materials:

"NIST ACI Increase Advances, but House Slashes NOAA and ATP R&D," AAAS R&D Funding Update on R&D in House FY 2007 Commerce Appropriations

"Commerce R&D Falls Despite Big Proposed Gains For NIST Labs," AAAS R&D Funding Update on R&D in the FY 2007 Commerce Budget

AAAS Analysis of R&D in the FY 2007 Budget

 

 

Highlights

- The Senate has joined the House in endorsing the Bush Administration’s proposed large increase for intramural research at the National Institute of Standards and Technology (NIST) in 2007 as part of the President’s American Competitiveness Initiative. NIST’s Scientific and Technical Research Services (STRS) would see its R&D funding increase 21 percent to $382 million in the both the House and Senate appropriations, while intramural Construction of Research Facilities (CRF) R&D would jump 41 percent to $68 million (see Table).

- But for the first time, the Senate would agree with the House and Bush Administration proposals to eliminate NIST’s external Advanced Technology Program (ATP),  thus making it likely that ATP will be terminated in the final 2007 budget.

- The Senate stands in sharp disagreement with the House and the Administration over R&D in the National Oceanic and Atmospheric Administration (NOAA). The Senate would give NOAA an R&D portfolio of $779 million, a dramatic $162 million or 26 percent increase in contrast to steep cuts in the House appropriation.

- The NIST and NOAA increases help to boost total Commerce R&D to $1.3 billion in the Senate plan, a 17.8 percent gain (see Table).

 Commerce R&D in FY 2007 Senate Appropriations

 On July 13, the Senate Appropriations Committee approved its version of the FY 2007 Commerce, Justice, and Science appropriations bill (CJS; HR 5672). On June 29, the full House approved its version of the similar Science, State, Justice, and Commerce appropriations bill (SSJC). The bill is a major funding source for federal R&D, combining funding for the National Science Foundation (NSF), the National Aeronautics and Space Administration (NASA), and the Department of Commerce.

 The Senate joins the House in fully endorsing proposed increases for Commerce’s National Institute of Standards and Technology (NIST) intramural laboratories as part of the American Competitiveness Initiative, bringing these increases one step closer to reality. The Senate CJS bill would provide $382 million for NIST’s intramural research (up 21 percent) and $68 million for intramural laboratory construction (up 41 percent), as requested. Both NSF and Commerce are key parts of the President’s proposed “American Competitiveness Initiative” (ACI) that was first previewed in his State of the Union address in response to a growing wave of concern about the state of U.S. innovation. The ACI proposes to double funding for three key physical sciences agencies over the next decade, and the 2007 budget requests the first installment of this ambitious plan. NSF and the NIST laboratories, both funded in the SSJC bill, are two of the three favored agencies (the other is DOE’s Office of Science). The House and the Senate have both drafted appropriations that agree to the proposed increases for all three ACI agencies, making eventual approval of these increases almost certain.  (For details of the President’s request for Commerce R&D, please see Chapter 13 of AAAS Report XXXI: R&D FY 2007 or the March 6 Commerce R&D Funding Update. For details of House appropriations for Commerce, see the June 23 R&D Funding Update).

 The large intramural increases would allow for more of everything: there would be increases for R&D across the broad range of NIST programs, including hydrogen, nanotechnology, neutron research, measurement science and technology, cybersecurity, and bioimaging. On the construction side, the large increase would allow for major renovations at NIST’s Boulder (CO) site, repair for aging facilities, and construction of NIST’s Center for Neutron Research.

 But increased investments for the NIST laboratories would be offset by cuts in NIST’s external programs, even though they all support the physical sciences and related research. For the first time, the Senate would agree to perennial House and Bush Administration proposals to eliminate NIST’s extramural Advanced Technology Program (ATP). The ATP has a total budget of $79 million in FY 2006, down by nearly half from the previous year, and can only fund previously awarded grants because it has no money available for new grants in 2006.  The zero House and Senate appropriations, if they become final, would force an immediate shutdown of the program. In previous years, the House and Administration had proposed the elimination of ATP, but the Senate had sustained it in its appropriations. The Senate would instead save the non-R&D Hollings Manufacturing Extension Partnership (MEP), turning a 56 percent requested cut that would dramatically downsize the program into flat funding of $106 million next year. MEP is a program to operate a nationwide network of extension centers to disseminate better manufacturing technologies to small- and medium-sized manufacturers on a cost-shared basis with state governments and with users.

 The total NIST budget of $764 million would be 1.6 percent more than this year, with large increases for intramural research offset by the elimination of the ATP and flat-funding of the MEP. The Senate appropriation includes $123 million in non-R&D congressional earmarks in the Construction of Research Facilities account. These earmarks go to projects in Mississippi, Alabama, and South Carolina, states in which NIST does not have laboratories.

 
Figure 1. (click on the image for PDF)

 In contrast to sharp cuts proposed by the Administration and the House, the Senate sends a strong signal of support for R&D in the National Oceanic and Atmospheric Administration (NOAA) by boosting its R&D portfolio a dramatic 26 percent or $162 million to an all-time high of $779 million (see Table and Figure 1). Although the final NOAA R&D total is unlikely to reach the Senate level, the generous appropriation does give the Senate leverage in conference negotiations against the austere House funding levels. If House and Senate negotiators split the difference, then the 26 percent Senate increase and the 18 percent House cut could net to a slight increase in final NOAA R&D appropriations.

 The Senate takes NOAA to task for failing to fund many of the recommendations of the Pew Ocean Commission and the U.S. Commission on Ocean Policy, two high-level commissions which have recently called for a comprehensive U.S. ocean policy, including a robust program of ocean-related research. The Senate bill criticizes NOAA for requesting steep cuts in key ocean programs in the current and previous budget requests. Total NOAA R&D in the Senate plan would be an all-time high of $779 million, up 26.3 percent, with the largest increases going to the National Ocean Service (NOS) and Oceanic and Atmospheric Research (OAR), the two NOAA offices most involved in ocean research. OAR R&D would climb 31 percent or $100 million to $422 million, in contrast to a steep cut in the House. Within OAR, ocean-related programs such as the National Sea Grant College program (up more than 50 percent to $84 million), the National Undersea Research Program (up three-fold to $12.5 million), and the Ocean Exploration program (nearly doubling to $25 million) would be beneficiaries of the Senate’s emphasis on oceans. NOS R&D would surge 46 percent to $139 million, led by boosts to the National Centers for Coastal Ocean Science (up 13 percent to $61 million), new funding for an Integrated Ocean Observation System, increased funding for ocean observing and assessment programs, as well as numerous Senate earmarks for ocean research centers.

 Impacts of Commerce R&D

 The Senate’s good news for NIST’s laboratories and NOAA’s R&D programs would result in a sharp turnaround from the steady fall in Commerce R&D for most of this decade (see Figure 1), but similar Senate appropriations in recent years have been chiseled away in conference negotiations by the House. Since 2002, the Commerce R&D budget has declined in real terms every year; the 2007 House appropriation would reduce it below $1 billion in today’s dollars for the first time since 1992, while the Senate appropriation would reverse three years’ worth of steep cuts. The final result is likely to be something in between. 

 Outlook and Next Steps

 The House has approved its Science-State-Justice-Commerce appropriations bill, but the Senate may not take up its CJS bill until September or later. A final, compromise appropriation may not be ready until after the November elections, although when it does appear it is likely to contain the ACI-driven increase for NIST. NOAA’s fate is unclear, however, because of the substantial differences between House cuts and Senate increases for nearly every program.

(This analysis is one of a series of AAAS R&D Funding Updates on FY 2007 congressional appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D in FY 2007 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/rd) in the “FY 2007 R&D” or the “What’s New” sections.)

- July 25, 2006
AAAS R&D Budget and Policy Program
1200 New York Avenue, NW
Washington, DC 20005
(202) 326-6607
AAAS R&D Web site: http://www.aaas.org/spp/rd


Table. Department of Commerce

 

 

 

 

 

 

 

Senate Appropriations Committee Action on R&D in the FY 2007 Budget

 

 

(budget authority in millions of dollars)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Action by Senate

 

FY 2006

FY 2007

FY 2007

FY 2007

Chg. from Request

Chg. from FY 2006

 

Estimate

Request

House

Senate

Amount

Percent

Amount

Percent

 

 

 

 

 

 

 

 

 

National Oceanic and Atmospheric Administration (NOAA):

 

 

 

 

 

 

    National Ocean Service

95

81

52

139

58

72.0%

44

46.2%

    National Marine Fisheries Service

73

52

48

77

25

48.2%

4

6.2%

    Oceanic and Atmospheric Research

322

324

302

422

98

30.3%

100

30.9%

    National Weather Service

23

35

30

31

-4

-10.3%

8

33.1%

    National Env. Satellite and Data Info.

31

29

28

28

0

-1.5%

-2

-7.1%

    All Other NOAA R&D

73

58

49

82

24

41.1%

8

11.4%

 

_______

_______

_______

_______

_______

 

_______

 

   TOTAL NOAA R&D

617

578

509

779

201

34.8%

162

26.3%

 

 

 

 

 

 

 

 

 

National Institute of Standards and Technology (NIST):

 

 

 

 

 

 

   Scientific & Technical Research

315

382

382

382

0

0.0%

67

21.3%

   Advanced Technology Program R&D

60

0

0

0

0

- -  

-60

-100.0%

   Construction *

48

68

68

68

0

0.0%

20

40.9%

 

_______

_______

_______

_______

_______

 

_______

 

   TOTAL NIST R&D

423

450

450

450

0

0.0%

27

6.5%

 

 

 

 

 

 

 

 

 

  STRS Non-R&D Activities

80

85

85

85

0

0.0%

5

6.3%

  ATP Non-R&D Activities

19

0

0

0

0

- -  

-19

-100.0%

  Non-R&D Construction

125

0

0

123

123

- -  

-2

-1.9%

  Manufacturing Extension Partnership

105

46

92

106

60

128.8%

1

1.3%

 

_______

_______

_______

_______

_______

 

_______

 

   Total NIST Budget

752

581

627

764

183

31.4%

12

1.6%

 

 

 

 

 

 

 

 

 

Departmental Administration

1

1

1

1

0

0.0%

0

0.0%

Bureau of the Census

26

29

29

29

0

0.0%

3

11.5%

National Telecomm. and Info. Admin.

7

6

6

6

0

0.0%

-1

-14.3%

 

______

______

______

______

_______

 

_______

 

Total Commerce R&D

1,074

1,064

995

1,265

201

18.9%

191

17.8%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AAAS estimates based on FY 2007 appropriations bills.  Includes conduct of R&D and R&D facilities.

 

 

 

FY 2006 and FY 2007 request figures based on OMB R&D data and supplemental agency budget data.

 

 

Figures are rounded to the nearest million. Changes calculated from unrounded figures.

 

 

 

 

* - Excludes congressional earmarks of $125 million in 2006 and $123 million in FY 2007 Senate.

 

 

 

July 25, 2006 - AAAS estimates of Senate Appropriations Committee action.

 

 

 

 

These figures may be modified or rejected by the full Senate.

 

 

 

 

 




  

American Association for the Advancement of Science