American Association for the Advancement of Science

AAAS R&D Funding Update on R&D in House FY 2006 DOE Appropriations -


House Boosts DOE Office of Science Funding

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-Table. R&D in the FY 2006 House DOE Appropriations

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Supplemental Materials:

Full Text of AAAS Report XXX: Research and Development FY 2006 (R&D in the President's request for FY 2006)

DOE R&D in the FY 2006 Request (March 1 AAAS R&D Funding Update)

 

 

 

 


 

Highlights

- The House would appropriate $8.6 billion for R&D in the Department of Energy (DOE) next year, a 0.4 percent cut from FY 2005 in contrast to a requested cut of nearly 2.6 percent (see Table).  

 - The House would add funds to the request for DOE’s Office of Science (OS). Science R&D would gain 1.5 percent to $3.4 billion, a dramatic improvement over a requested cut of 4.5 percent. The House would add funds to all Science accounts to allow fusion, computing, and energy sciences programs to receive substantial increases in FY 2006. In fusion, the House would shift funds away from the international ITER project in order to boost domestic fusion programs.

 - Energy-related R&D would also be a winner with a 5.6 percent gain to $1.2 billion in the House plan because of increases for Administration priorities in hydrogen, nuclear energy, fuel cells, and coal R&D.

 - DOE’s defense R&D investments would fall 3.7 percent to $4.0 billion, including steep cuts to advanced scientific computing. The House would once again eliminate the controversial Robust Nuclear Earth Penetrator program in 2006, in contrast to a DOE request for $4 million, but would add funds for the Reliable Replacement Warhead program.

 DOE R&D in FY 2006 House Appropriations

 On May 24, the House of Representatives continued work on FY 2006 appropriations by debating and approving its version of the FY 2006 Energy and Water appropriations bill. For the first time, the bill funds all of the Department of Energy (DOE), while in previous years some DOE programs had been funded in the Interior bill. The House Energy and Water bill would provide $8.6 billion for DOE R&D in FY 2006, a slight cut of $38 million or 0.4 percent below FY 2005 but an improvement over a cut of 2.6 percent contained in the President’s request (see Table).

 The FY 2006 House plan would provide $24.3 billion for DOE’s total budget, a cut of $101 million or 0.4 percent from this year’s funding level. More than two-thirds of DOE’s budget goes to defense programs to maintain the nuclear weapons stockpile and to clean up past weapons sites. Most DOE program areas would see cuts in this era of tight budgets, and DOE’s R&D programs would be no exception. DOE’s R&D, split roughly in half between defense and nondefense missions, would total $8.6 billion, also 0.4 percent below this year’s budget (see Table). (For details of the President’s request for DOE R&D, please see Chapter 9 of AAAS Report XXX: R&D FY 2006 or the March 1 DOE R&D Funding Update).

 R&D in the DOE Office of Science (OS)

 The House showed its support for DOE’s Office of Science (OS) by adding $201 million to the request to bring OS R&D to $3.4 billion, an increase of 1.5 percent. While this increase would just barely keep pace with inflation, it would be a big improvement over a requested cut of 4.5 percent (see Table and Figure 1). The language accompanying the bill makes no attempt to hide the House’s disappointment at DOE’s requested cuts to these programs, and states clearly that the additional OS funds should address the priorities of high performance computing, additional operating time at OS user facilities, and domestic fusion research.

 In high performance computing, the House would reverse proposed cuts to the Advanced Scientific Computing Research (ASCR) program and instead provide a boost of 5.8 percent to $246 million, while expressing disappointment at DOE’s perennial proposals to cut ASCR funding after congressional funding boosts. The extra House funds would go especially to shore up investments in computing hardware and competitive university research grants.

 The House would strongly support domestic fusion research. Total Fusion funding would jump 8.1 percent to $296 million, but the House would dramatically rearrange fusion priorities. In its budget request, DOE proposed $56 million for the International Thermonuclear Experimental Reactor (ITER) project, up from just $5 million this year. The $5 billion international project has been delayed because the international partners have been unable to agree on a site in either Japan or France; more than a year after a deadline to pick a site has come and gone, the six partners are still deadlocked, but the budget request assumed that the project will proceed in time to require an increased U.S. contribution. But the House would shift $30 million of the proposed ITER funds and the $5 million House boost over the total Fusion request to shore up domestic fusion programs, which would have suffered dramatic cuts in the DOE request. The House plan would allow domestic fusion programs to operate at close to this year’s levels. As an extra measure, during floor debate the full House approved an amendment to the bill that would prohibit DOE from entering into any agreement on further U.S. contributions to ITER until at least March 1, 2006, which should further help domestic fusion programs.

 
Figure 1.
(click on the image for PDF)

The House appropriation should also allow OS programs to stabilize operating times at its user facilities, and the bill specifically instructs DOE to give high priority to maintaining user access to facilities. The Office of Science operates unique, large-scale research facilities at DOE’s national laboratories around the country, which external researchers can use for their own experiments through a competitive proposal process. In recent years, tight budgets (see Figure 1) have squeezed operating time at these facilities, and the FY 2006 request would squeeze even tighter, with operating times reduced by as much as 61 percent at some OS facilities. In Basic Energy Sciences (BES), for example, which would rise 6.2 percent to $1.2 billion in the House plan, two-thirds of the $27 million boost over the request would go to sustaining BES user facilities. Elsewhere in BES, funding for the Spallation Neutron Source (SNS) in Tennessee would surge $36 million to $149 million as the facility transitions from construction to operations.

 While most of the major OS accounts would see increases in FY 2006 thanks to the House appropriation, High Energy Physics (HEP) and Biological and Environmental Research (BER) funding would decline (see Table). The House would add $22 million to the HEP request to bring funding to $736 million, just slightly below this year’s funding level but sufficient to moderate the proposed cuts in HEP user facilities. BER funding would total $526 million in FY 2006, $70 million more than the request but still $56 million below this year’s funding level. $35 million of the add-on would go to fund 53 congressionally earmarked projects, while the other $35 million would boost funding for medically related biological research.

 After more than a decade of steep cuts and stagnant budgets, the DOE Office of Science has less money now for its R&D programs than it did in the early 1990s (see Figure 1).  In today’s dollars, the Science program has been stuck at roughly $3.2 billion since FY 2001, and the House appropriation would enable Science to just stay ahead of expected inflation. 

 DOE Energy and Defense R&D Programs

 The House would agree to boost funding for energy R&D programs overall and to shuffle dollars among energy areas to boost Administration priorities in coal, hydrogen, and nuclear energy. The overall DOE energy R&D portfolio would climb 5.6 percent to $1.2 billion (see Table).

 The top DOE priority in the energy request is $257 million in R&D for a newly organized Hydrogen Fuel Initiative, up from $224 million this year. The nascent multi-agency initiative builds on existing DOE programs, but also enlists the Department of Transportation (DOT) for $2 million to make it a $260 million initiative, up 16 percent from 2005. The initiative would tie together DOE efforts in hydrogen production, fuel cells, nuclear hydrogen, hydrogen from coal, and basic science to develop practical technologies for hydrogen-powered cars of the future. Funding would come from the Energy Conservation, Fossil Energy, Nuclear Energy, and Energy Efficiency and Renewable Energy programs, and the Office of Science. The House appropriations for these accounts would allow DOE to fully fund the initiative request.

Fossil Energy R&D funding would fall 9.2 percent to $407 million after a similar cut in 2005. But within the total, coal-related R&D would gain substantially at the expense of other fossil fuels. Having been rebuffed by Congress in last year’s proposals to boost funding for the FutureGen program to $237 million, the FY 2006 request would keep funding for this initiative to build a near-emission-free, coal-fired electricity and hydrogen production plant at $18 million; this year, the House would along with this reduced request. But the House would reverse proposed DOE eliminations of funding for oil and gas R&D and keep funding closer to this year’s levels. Energy conservation R&D would also decline, by 5.8 percent down to $346 million after a similar cut in 2005. Fuel cells R&D and biomass R&D in this account would increase dramatically, but the House would go along with DOE proposals to make steep cuts to R&D on conservation in buildings and industry.

In Energy Supply, Administration and House priorities for hydrogen and nuclear energy would reshape the portfolio. Nuclear energy R&D would increase 9.1 percent to $93 million. Renewable Energy R&D funding would fall 3.3 percent to $239 million, with increases for hydrogen R&D offset by cuts in solar, geothermal, hydropower, and biomass R&D.

On the defense side, most of DOE’s R&D is funded by the National Nuclear Security Administration (NNSA), which funds maintenance of the nation’s nuclear weapons stockpile through science-based research, mostly in its core Weapons Activities account. R&D in Weapons Activities grew substantially in recent years in lockstep with rapid growth in overall defense spending, from $2.4 billion in FY 2001 to $3.2 billion in 2003 and 2004, but now these investments are in decline with a cut in 2005 and a proposed 4.7 percent reduction to $2.9 billion in FY 2006. The House would reduce this account even further down to $2.8 billion, 8.6 percent below FY 2005. Although the House would reverse a proposed cut to Inertial Confinement Fusion R&D by providing $541 million (up 1.0 percent), the House would dramatically cut DOE’s considerable investments in research computing on the defense side of the budget to $501 million, 28 percent below this year’s funding level.  

The House would once again eliminate the controversial Robust Nuclear Earth Penetrator program in 2006. Last year, DOE requested funds but Congress provided no money. DOE tried again in FY 2006 with a request of $4 million, but once again the House would provide no funding. This Administration proposal to initiate research on a new generation of nuclear weapons, including the RNEP and other tactical or ‘low-yield’ nuclear weapons (also called ‘bunker buster’ bombs), has been opposed by Congress so far because building these weapons would require the repeal of a U.S. ban on developing new nuclear weapons. Chastened by congressional rejection, the FY 2006 request plans for RNEP research only in 2006 and 2007, no funding for ‘advanced concepts’ R&D on similar weapons, and no current plans for development funding. But the FY 2006 budget does contain $9 million for R&D on the Reliable Replacement Warhead, a 5-year, $98 million project initiated by Congress in the final FY 2005 budget that would explore the possibility of new warhead designs to use with existing rather than new nuclear weapons. The House would support this program as the best way to keep U.S. nuclear weapons reliable in the absence of nuclear testing, and would boost funding to $25 million in FY 2006.  

Next Steps

Now that the full House has approved the Energy-Water bill, the Senate Appropriations Committee is expected to draft its version in June.

- June 3, 2005
(This analysis is one of a series of AAAS R&D Funding Updates on FY 2006 congressional appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D in FY 2006 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/rd) in the "FY 2006 R&D" or the "What's New" sections.)

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Table. Department of Energy

 

 

 

 

 

 

House Action on R&D in the FY 2006 Budget

 

 

 

 

(budget authority in millions of dollars)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

House Action

 

FY 2005

FY 2006

FY 2006

Chg. from Request

Chg. from FY 2005

 

Estimate

Request

House

Amount

Percent

Amount

Percent

 

 

 

 

 

 

 

 

DOE Appropriations Containing R&D:

 

 

 

 

 

 

 

1.  Energy Supply R&D

423

397

409

12

3.0%

-15

-3.5%

2.  Science

3,334

3,184

3,385

201

6.3%

51

1.5%

3.  Fossil Energy R&D

448

382

407

25

6.5%

-41

-9.2%

4.  Energy Conservation

367

356

346

-10

-2.9%

-21

-5.8%

5.  Atomic Energy Defense Activities

4,138

4,031

3,986

-45

-1.1%

-153

-3.7%

6.  Clean Coal Technology  1

-160

0

0

0

- -  

160

-100.0%

7.  Radioactive Waste Management

63

44

44

0

0.0%

-19

-30.2%

 

______

______

______

______

 

______

 

Total DOE R&D

8,614

8,393

8,576

183

2.2%

-38

-0.4%

 

 

 

 

 

 

 

 

Detail of selected appropriations:

 

 

 

 

 

 

 

1. Energy Supply R&D

 

 

 

 

 

 

 

   Solar and Renewables

247

230

239

9

3.9%

-8

-3.3%

   Electricity Transmission & Distrib.

91

72

77

5

7.3%

-14

-15.8%

   Nuclear Energy

85

95

93

-2

-2.4%

8

9.1%

 

______

______

______

______

 

______

 

      TOTAL Energy Supply

423

397

409

12

3.0%

-15

-3.5%

 

 

 

 

 

 

 

 

2. Science 2

 

 

 

 

 

 

 

   High Energy Physics

736

714

736

22

3.1%

-1

-0.1%

   Nuclear Physics

405

371

408

38

10.1%

4

0.9%

   Fusion Energy Sciences

274

291

296

6

1.9%

22

8.1%

   Basic Energy Sciences

1,105

1,146

1,173

27

2.4%

69

6.2%

      (Spallation Neutron Source)

113

149

149

0

0.0%

36

31.5%

   Adv. Scientific Computing Res.

232

207

246

39

18.8%

14

5.8%

   Biological and Environmental Res.

582

456

526

70

15.4%

-56

-9.7%

 

______

______

______

______

 

______

 

      TOTAL Science 2

3,334

3,184

3,385

201

6.3%

51

1.5%

 

 

 

 

 

 

 

 

5. Atomic Energy Defense Activities

 

 

 

 

 

 

 

  National Nuclear Security Administration (NNSA)

 

 

 

 

 

   Naval Reactors

772

756

769

14

1.8%

-3

-0.4%

   Weapons Activities

3,084

2,940

2,818

-122

-4.1%

-266

-8.6%

  (Science Campaigns)

276

262

217

-45

-17.2%

-59

-21.4%

  (Adv. Simulation and Computing)

697

661

501

-160

-24.2%

-196

-28.1%

  (Inertial Confinement Fusion)

536

460

541

81

17.6%

6

1.0%

  (All Other Weapons Acts. R&D)

1,575

1,557

1,559

2

0.1%

-16

-1.0%

   Nonproliferation & Verification R&D

224

272

335

63

23.2%

111

49.7%

 

______

______

______

______

 

______

 

     Total NNSA R&D

4,080

3,968

3,923

-45

-1.1%

-158

-3.9%

 

 

 

 

 

 

 

 

   Environmental Management

56

61

61

0

0.0%

5

8.9%

   Other AEDA R&D

2

2

2

0

0.0%

0

0.0%

 

______

______

______