American Association for the Advancement of Science

AAAS R&D Funding Update October 25, 2000 (updated November 1 - updates in [ ] )-



Congress Boosts EPA Budget and R&D

Go to: Table. FY 2001 EPA R&D in House-Senate Conference

PDF version of this document

Related sites:

AAAS R&D Funding Update June 8 (revised June 22): "House Keeps EPA R&D Even with FY 2000," House Appropriations for EPA R&D

AAAS R&D Funding Update September 20: "Senate Keeps EPA Budget Even with FY 2000," Senate Appropriations for EPA R&D

AAAS Report XXV: Research and Development FY 2001 (President's Request for FY 2001)
Chapter 14: R&D in Selected Agencies
-Kei Koizumi, AAAS

(This analysis is part of a series of AAAS R&D Funding Updates on the FY 2001 congressional appropriations process. This analysis includes information on R&D in the House-Senate conference report for EPA appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D by agency in FY 2001 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/R&D) in the "FY 2001 R&D" or the "What's New" sections.)

On October 19, Congress sent President Clinton a final FY 2001 VA-HUD appropriations bill (HR 5482) that gives a significant increase to R&D in the Environmental Protection Agency (EPA). The final bill boosts EPA R&D by $40 million or 6.1 percent to $686 million, an amount above the $673 million EPA request. The total EPA budget also increases, by $395 million or 5.3 percent to $7.8 billion, in contrast to a requested cut (see Table). [President Clinton signed the bill into law on October 27.]

The final VA-HUD bill provides nearly $83 billion for discretionary programs, well above the FY 2000 total of $79 billion but slightly below the $84 billion Administration request. In the EPA budget, however, Congress appropriated more than both the $7.4 billion FY 2000 funding level and the $7.2 billion request to reach $7.8 billion. The bill also funds R&D programs in the National Science Foundation (NSF) and the National Aeronautics and Space Administration (NASA), as well as other programs in the Department of Veterans Affairs and the Department of Housing and Urban Development.

While the President requested increases for most agencies funded in the VA-HUD bill, EPA was an exception. EPA requested $7.3 billion for its total budget, a decline from $7.6 billion in FY 2000 because of a requested cut in State and Tribal Assistance Grants from $3.4 billion to $2.9 billion. In earlier appropriations action, the Senate would have kept total EPA funding close to the FY 2000 level at $7.5 billion, while the House would have cut the budget significantly to $7.1 billion. The final appropriation of $7.8 billion exceeds the earlier House and Senate-proposed funding levels. This matches the pattern of other conference reports, which have generally provided far more than either the House or Senate bills, and in many cases more than the President's request. (For details of House appropriations for EPA, please see the June 8 AAAS R&D Funding Update; for details of Senate appropriations, please see the September 20 AAAS R&D Funding Update.)

EPA's R&D, mostly funded in the Science and Technology account, totals $686 million, 6.1 percent or $40 million more than FY 2000. As with the total EPA budget, this appropriation exceeds the earlier House and Senate proposed funding levels, both of which were below the FY 2000 level. The final R&D total exceeds the request of $673 million, but the final bill reduces the request for the transportation research program in the Climate Change Technology Initiative by $26 million down to $39 million, which still leaves funding well above the $30 million FY 2000 level. Most of the increase in funding over FY 2000 goes to more than 30 congressionally designated research projects, leaving most other EPA R&D programs with level funding.

The final VA-HUD bill mostly sticks to EPA's priorities for FY 2001, except for a boost in funding for State and Tribal Assistance Grants. Although EPA requested a cut in this program from $3.4 billion to $2.9 billion, the final bill provides $3.6 billion, a 5.3 percent boost over FY 2000. Most of this money goes to state and local governments, and is perennially more popular with Congress than EPA. For Environmental Programs and Management, which funds most of EPA's operating expenses, the final bill provides $2.1 billion, a substantial 10.2 percent more than FY 2000 that nearly matches the request. The final bill adds more than 100 congressionally designated projects to this part of the budget, while at the same time subtracting $78 million from the request for programs in the Climate Change Technology Initiative. Combined with CCTI programs in the S&T account, total CCTI funding for FY 2001 is $123 million, up from $103 million in FY 2000 but little more than half the $227 million request.

The Superfund program stays even at the $1.2 billion FY 2001 funding level. Superfund continues to fund $37 million (down $1 million from FY 2000) in research on hazardous substances. The final bill contains provisions, originally proposed by the House, that appropriate $138 million directly to two agencies rather than the traditional pattern of including the funds in the EPA's Superfund budget (see Footnote in Table). The Superfund program traditionally transfers part of its appropriation to the National Institute of Environmental Health Sciences (NIEHS, part of the National Institutes of Health) and the Agency for Toxic Substances and Disease Registry (ATSDR) for their work on hazardous substances. The final bill bypasses Superfund and provides $63 million to NIEHS and $75 million to ATSDR directly. (Figures in the Table have been adjusted to exclude these transfers or direct appropriations for all years.)

EPA's basic and applied research support (excluding development and R&D facilities) comprises most of EPA's R&D. The EPA research portfolio is fairly well-balanced between the environmental sciences, the life sciences, and engineering research, as shown in Figure 1. Although EPA is the major environmental regulatory agency in the federal government, many other agencies have environmental responsibilities related to research, resource stewardship, and economic management of the environment, so EPA is a relatively small funding source for R&D related to the environment. In the environmental sciences, EPA accounts for only 7 percent of total federal support, while in the life sciences EPA funds only 1 percent of total federal support and in engineering research only 3 percent.

Figure 1. (click on the image to view or download a full-size PDF version of the chart)

Nearly half of EPA's R&D is performed in the agency's own laboratories, while about a third is performed in the nation's colleges and universities, a share that has been growing in recent years. The remainder is performed by industrial firms and nonprofit institutions.

Figure 2. (click on the image to view or download a full-size PDF version of the chart)

EPA's R&D support has been relatively stagnant for the last few years after steady growth until FY 1994. After the 1994 elections when the Republican Party gained control of Congress, EPA's R&D budget declined sharply and bottomed out in FY 1996 (see Figure 2). In subsequent years, EPA's R&D budget increased again but is still barely above the FY 1994 funding level in inflation-adjusted dollars.

The final VA-HUD bill emerged from conference last week, and was approved by the House and Senate on October 19. Attached to the bill is a revised version of the Energy-Water bill, which had been vetoed by the President. [President Clinton signed the VA-HUD/Energy-Water bill into law on October 27.]

-October 25, 2000 (updated November 1)

AAAS R&D Budget and Policy Program
American Association for the Advancement of Science
1200 New York Ave, NW
Washington, DC 20005
(202) 326-6607
science_policy@aaas.org
http://www.aaas.org/spp/R&D

Table. Environmental Protection Agency
House-Senate Conference on R&D in the FY 2001 Budget
(budget authority in millions of dollars)


 
House-Senate Conference
  FY 2000 FY 2001 FY 2001 Chg. from Request Chg. from FY 2000
  Estimate Request CONF.
Amount
Percent Amount Percent
EPA R&D:
Science and Technology 1 497 493 538 45 9.0% 41 8.2%
Superfund 38 36 37 1 2.0% -1 -3.7%
Leaking Underground Storage Tanks 1 1 1 0 -14.3% 0 0.0%
Oil Spill Response 1 1 1 0 -10.0% 0 0.0%
Other R&D Support Costs 111 142 111 -31 -22.0% 0 0.0%
  _______ _______ _______ _______   _______ _______
Total EPA R&D 647 673 686 14 2.0% 40 6.1%
               
EPA Budget:              
Science and Technology 2 681 710 733 23 3.2% 52 7.6%
Environ. Progs. and Management 1,895 2,099 2,088 -11 -0.5% 193 10.2%
Superfund 2 1,232 1,302 1,234 -68 -5.2% 2 0.1%
State and Tribal Assistance Grants 3,446 2,907 3,629 722 24.8% 183 5.3%
Buildings and Facilities 62 24 24 0 -0.3% -38 -61.4%
Leaking Underground Storage Tanks 70 72 72 0 0.1% 2 3.0%
Oil Spill Response 15 16 15 -1 -6.3% 0 0.0%
Inspector General 32 34 34 0 0.3% 2 6.5%
  _______ _______ _______ _______   _______ _______
Total EPA Budget 7,433 7,163 7,828 664 9.3% 395 5.3%


AAAS estimates based on FY 2001 appropriations bills. Includes conduct of R&D and R&D facilities.
FY 2000 and FY 2001 request figures based on OMB R&D data and supplemental agency budget data.
Figures are rounded to the nearest million. Changes calculated from unrounded figures.
1 Does not include transfers from Superfund.
2 Transfers from Superfund to S&T account recorded under S&T. FY 2001 Conf. figures exclude $138 million appropriated directly to NIEHS (in NIH) and Agency for Toxic Substances and Disease Registry. In FY 2000 and FY 2001 request, these programs were funded through Superfund appropriations transferred to the two agencies. FY 2000 and FY 2001 request figures adjusted for comparability with FY 2001 Conference.
October 25, 2000 - House-Senate conference funding levels.
These funding levels are FINAL unless the bill is vetoed, or rescissions/supplementals are enacted in later appropriations bills.


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