American Association for the Advancement of Science

AAAS R&D Funding Update on R&D in FY 2006 NASA Final Appropriations -


NASA Space Exploration R&D Climbs,
Other R&D Programs Fall

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-Table. R&D in FY 2006 NASA Final Appropriations

PDF version of this document

Supplemental Materials:

"Senate Boosts NASA R&D, Funds Hubble Mission," NASA FY 2006 Senate Appropriations (June 29)

"House Boosts NASA R&D 5 Percent," NASA FY 2006 House Appropriations (June 14)

Full Text of AAAS Report XXX: Research and Development FY 2006 (R&D in the President's request for FY 2006)

NASA R&D in the FY 2006 Request (March 9 AAAS R&D Funding Update)

 

 

 

 


 

Highlights

- The National Aeronautics and Space Administration (NASA) has a budget of $16.6 billion in FY 2006, 2.5 percent or $400 million more than last year, but $350 million of the increase is emergency funding to repair NASA facilities damaged by Hurricane Katrina. Excluding emergency funding, NASA receives only a 0.3 percent increase even as it struggles to juggle its many mission deadlines. In the final FY 2006 appropriation, NASA’s R&D funding climbs 6.2 percent or $661 million to $11.4 billion as an expected decline in Space Shuttle costs frees up money for NASA R&D programs (see Table). But the entire increase and more goes to Constellation Systems (up $712 million, nearly tripling to $1.1 billion) for applied research on the next generation of human space flight technologies, leaving funding for all other NASA R&D programs down.

 - While the agency receives additional resources for its ambitious plans to finish construction of the International Space Station, explore the solar system, and develop the technologies needed for future moon and Mars missions, there are steep cuts in other NASA missions. Even from a 2005 base reduced by mid-year cuts, there are further cuts in NASA’s aeronautics research portfolio (down 3.4 percent to $930 million), the earth sciences portfolio (down 8.3 percent to $2.1 billion), and especially biological and physical sciences research (down 14.4 percent to $791 million).

 - The International Space Station receives $1.8 billion, up 4.5 percent, in anticipation of the Space Shuttle returning to its role of transporting Station components into space.  

 NASA R&D in FY 2006 Final Appropriations

 On November 22, President Bush signed into law the FY 2006 Science, State, Justice, and Commerce appropriations bill (HR 2862), containing NASA’s final 2006 budget. But in December, the final Defense appropriations bill imposed a 1 percent across-the-board cut on all discretionary programs, including NASA, and also gave the agency $350 million in emergency funding to rebuild facilities in Louisiana and Mississippi that were damaged by Hurricane Katrina.  Together, the bills give NASA a total budget of $16.6 billion in FY 2006, an increase of 2.5 percent or $400 million (see Table) that falls short of the request. (For details of R&D in the FY 2006 request, please see Chapter 10 of AAAS Report XXX: R&D FY 2006 or the March 9 AAAS R&D Funding Update.)

 Because of an extensive reorganization of appropriations bill jurisdictions, in FY 2006 NASA and the National Science Foundation (NSF) are funded for the first time with the Departments of Commerce,  Justice, and State. NSF and NASA were formerly funded in the now defunct VA-HUD appropriations bill alongside the Departments of Veterans Affairs and Housing/Urban Development. As a result, the former Commerce, Justice, and State appropriations bill now has “Science” in its name. The conference report contains an across-the-board cut of 0.28 percent to get the bill’s totals under the congressional target, in addition to the 1 percent cut in the Defense bill. (All figures in this analysis reflect both across-the-board cuts, and also reflect emergency appropriations.)

 NASA does relatively well in the FY 2006 budget, but the agency faces a tight squeeze from trying to get the Space Shuttle back to safe flight, finish construction of the International Space Station, embark on an ambitious plan to return humans to the moon and send them onward to Mars, and also support R&D across a broad range of fields, all within a flat budget. The FY 2006 $16.6 billion NASA budget is only a 0.3 percent increase, far less than inflation, after taking out Hurricane Katrina-related reconstruction funds, for a key year in which a dramatic ramp-up of R&D efforts on human space vehicles coincides with a much-delayed resumption of regular shuttle flights and resumed construction of the Space Station.

 In order to keep up with changing shuttle launch schedules and shifting timelines for ending the Space Station and returning to the moon, NASA’s budget has been in flux for the past few years with major changes happening even in mid-year. NASA’s R&D (two-thirds of the agency’s budget) totals $11.4 billion in 2006, a 6.2 percent increase that is the second-largest percentage increase among the major R&D funding agencies (see Table and Figure 1). R&D funding grows far faster than the total NASA budget because the agency anticipates a reduction in the non-R&D Space Shuttle program from a record $5.0 billion funding level last year down to $4.5 billion this year, and also because NASA made mid-year cuts in the 2005 R&D portfolio (see Figure 1). But if safety upgrades in preparation for the May 2006 shuttle launch cost more than expected, money could be siphoned off from R&D programs to the shuttle midway through 2006 as soon as February, as was the case in preparation for the July 2005 return to flight. Another wrinkle in the budget is the $350 million in emergency funds for reconstruction of hurricane-damaged NASA facilities in Mississippi and Louisiana; NASA estimates place the full cost of reconstruction at closer to $700 million, meaning these costs may also have to be siphoned off from R&D program funds midway through 2006. Thus, the $11.4 billion R&D total for 2006 is likely to be far less by the time the fiscal year is over.


Figure 1. (click on the image for PDF)

For the moment, the latest FY 2006 budget plan agrees with NASA’s plan to increase funding for the International Space Station. The Station is now essentially in maintenance mode until the Space Shuttle resumes its role of carrying Station components into orbit. After shrinking to $1.4 billion in 2004, Space Station construction is scheduled to resume after the next shuttle launch with a $1.8 billion budget, up $75 million from 2005. The Space Station and the Space Shuttle make up the Exploration Capabilities (EC) account, which totals $6.9 billion, a decline of 2.6 percent because of the expected fall-off in Shuttle costs (see Table). If the shuttle launch is delayed again, Space Station funding will be diverted to other projects.

With these two big-ticket current programs provided for in the EC account, the Science, Aeronautics, and Exploration (SAE) account, which funds most of NASA’s research, climbs $586 million or 6.5 percent to reach $9.6 billion. The entire increase and more goes to the new Constellation Systems program to develop replacements for the Space Shuttle which will eventually return humans to the moon and then onward to Mars. From $422 million last year, funding nearly triples to $1.1 billion in 2006 for applied research on the Crew Exploration Vehicle (CEV) and Crew Launch Vehicle (CLV) concepts. But NASA could wind up spending even more:; Congress finalized its appropriation before an internal memo surfaced showing the agency’s plan to devote up to $1.6 billion to Constellation Systems to accelerate development of the CEV and CLV for a 2012 launch instead of the previously announced 2014.

The large increase for next-generation space vehicles comes at the cost of sharply reduced funding for biological and physical sciences research, and new propulsion technologies. Constellation Systems is part of a larger Exploration Systems account geared to next-generation human space flight technologies; the overall Exploration Systems account gets $2.9 billion, a 25 percent boost over 2005, but the entire increase goes to the Constellation Systems effort. Congress thus winds up endorsing NASA’s proposal to dramatically restructure and downsize its biological and physical sciences research portfolio into a Human Systems Research and Technology program more narrowly focused on research topics relevant to human space flight. Human Systems R&T within Exploration Systems receives $791 million, down 14.4 percent from $925 million last year. But NASA plans to reduce the portfolio even further in order to boost Constellation Systems; the latest NASA plan allocates just $564 million, down 40 percent from 2004 funding levels. The Prometheus Nuclear Systems and Technology program to develop new power and propulsion technologies based on nuclear power for future NASA missions receives $123 million, down from last year’s $270 million, since NASA now sees no need for these technologies until 2018 at the earliest. The other Exploration Systems account, the Exploration Systems Research and Technology (R&T) program for support technologies aligned with Constellation Systems needs, increases 21 percent to $891 million, although NASA now plans to reduce funding down to $745 million.

NASA R&D programs in aeronautics and the earth sciences suffer cuts in the FY 2006 appropriation and could suffer further cuts as the year goes on. Funding for the Earth-Sun System program, restructured from the former Earth Science program, declines 8.3 percent to $2.1 billion. This NASA program is a key part of the interagency Climate Change Science Program and is responsible for space-based observations of the earth environment. NASA’s support of aeronautics research falls less than requested, but at $930 million is still 3.4 percent below last year’s funding level. Language accompanying the NASA appropriation makes clear congressional support for sustaining NASA’s investment in aeronautics research, especially at a time when other industrial nations are increasing their investments, but funding lags behind the language. The bill contains provisions first proposed by the House calling on the Bush Administration to develop a National Aeronautics Policy within the next year that would provide a clear policy direction for the federal role in the civil aviation industry, and calls on NASA to prepare a report on how the FY 2006 aeronautics investment would enhance U.S. competitiveness in aeronautics, lead to breakthrough technologies, and contribute to other NASA goals. That said, NASA’s aeronautics support has been in steady decline over the last decade and FY 2006 appropriation leaves the portfolio at little more than half the size of a decade ago. 

Congress allocates $271 million for the Hubble Space Telescope, to follow on $291 million provided last year. The allocation follows a recent decision by new NASA Administrator Michael Griffin to reassess the possibility of a servicing mission to the telescope. NASA attracted strong criticism a few years ago for canceling a planned shuttle servicing mission to extend the life of the Hubble, instead focusing on robotic servicing.

Congress deletes funding for the Centennial Challenges program to award competitive prizes for new technologies. The request of $34 million would have funded NASA attempts to replicate the X-Prize program, but Congress has criticized NASA for requesting the funds but leaving the technology challenges, prize levels, and other milestones unidentified in a program that has yet to be authorized in law.

Despite tough budget times, one part of the NASA budget that continues to increase is congressional  earmarks. Congress allocates a record-breaking $317 million for performer-specific projects in the FY 2006 NASA appropriation, far above the $217 million in similar earmarks in FY 2005. The earmarks are distributed throughout the SAE account, but many of them are in Education Programs, resulting in a dramatic boost of 53 percent in its budget to $273 million. Although many of the earmarked projects fund R&D or R&D facilities related to NASA missions in earth, space, and physical sciences, the earmarks also fund science education programs, science museums, and high school science labs.

Impacts of NASA R&D


Figure 2. (click on the image for PDF)

The large increase to NASA’s R&D portfolio in FY 2006 continues a modest upward trend for the last few years, as shown in Figure 1, except for the drop in the 2005 budget. NASA’s R&D funding has just kept pace with inflation going back to FY 1991, and recent increases have been just barely ahead of inflation. NASA has committed to carrying out its ambitious plans with a budget that would just keep pace with expected inflation over the next decade. Although inflationary increases are more than most R&D funding agencies are likely to get in the next few years, NASA’s big plans will still require NASA to reshuffle its resources and to meet ambitious targets for deployment, construction, and then phase-out of the Space Shuttle and Space Station programs to make room for moon and Mars programs.

Although much of NASA’s R&D portfolio funds development and facilities projects such as the Space Station, NASA is responsible for 10 percent of all federal support for basic and applied research with far larger roles in key fields. Engineering research makes up the largest part of the NASA portfolio (see Figure 2). NASA funds more than a quarter of total federal support for engineering research. NASA supplies nearly all the federal support for some engineering sub-fields such as astronautical engineering and aeronautical engineering. NASA is the leading federal sponsor of the environmental sciences (oceanography, atmospheric sciences, geological sciences). The environmental sciences are a quarter of NASA’s portfolio, but NASA accounts for a third of total federal support for environmental sciences research. NASA also invests heavily in the physical sciences (astronomy, chemistry, and physics). NASA is the second largest federal sponsor of physical sciences behind the Department of Energy, and is by far the leading sponsor of astronomy research with more than 70 percent of the federal total. NASA research increases dramatically in the FY 2006 budget, but the increases will overwhelmingly go to expand the engineering share of the portfolio because of the focus on next-generation space vehicles. There are likely to be cuts in NASA support for other disciplines.

Because of NASA’s reliance on large firms and large federal laboratories, NASA’s R&D is heavily concentrated in just a few states. As shown in Figure 3, fully two-thirds of NASA’s R&D is performed in just the four states of California, Texas, Maryland, and Virginia. California is home to three major NASA facilities: the Jet Propulsion Laboratory in Pasadena, the Ames Research Center in Moffett Field, and the Dryden Flight Research Center in Edwards. Texas is home to the Johnson Space Center in Houston; Maryland houses the Goddard Space Flight Center; and Virginia houses the Langley Research Center.


Figure 3. (click on the image for PDF)

 - December 29, 2005
(This analysis is one of a series of AAAS R&D Funding Updates on FY 2006 congressional appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D in FY 2006 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/rd) in the "FY 2006 R&D" or the "What's New" sections.)

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Table. National Aeronautics and Space Administration

 

 

 

Congressional Action on R&D in the FY 2006 Budget

 

 

 

(budget authority in millions of dollars)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

House-Senate Conference

 

FY 2005

FY 2006

FY 2006

Chg. from Request

Chg. from FY 2005

 

Est. **

Request

FINAL

Amount

Percent

Amount

Percent

 

 

 

 

 

 

 

 

Summary of R&D by Appropriation:

 

 

 

 

 

 

 

1. Exploration Capabilities (EC) *

 

 

 

 

 

 

 

     International Space Station

1,676

1,857

1,752

-105

-5.7%

75

4.5%

     Space Shuttle

4,964

4,531

4,470

-61

-1.3%

-494

-10.0%

     Space and Flight Support

474

700

706

6

0.8%

232

49.0%

 

____

____

____

 

 

 

 

       Total Exploration Capabilities

7,114

7,088

6,928

-160

-2.3%

-187

-2.6%

 

 

 

 

 

 

 

 

2. Science, Aeronautics and Exploration (SAE) *

 

 

 

 

 

 

     Solar System Exploration

1,787

1,901

1,845

-56

-2.9%

57

3.2%

     The Universe

1,475

1,512

1,547

35

2.3%

72

4.9%

     Earth-Sun System

2,291

2,064

2,102

39

1.9%

-189

-8.3%

     Exploration Systems

2,356

3,165

2,940

-226

-7.1%

584

24.8%

        - Constellation Systems

422

1,120

1,134

14

1.3%

712

168.9%

        - Exploration Systems

739

919

891

-28

-3.0%

152

20.6%

        - Prometheus

270

320

123

-197

-61.6%

-148

-54.6%

        - Human Systems Res. & Tech.

925

807

791

-15

-1.9%

-133

-14.4%

     Aeronautics Research

962

852

930

77

9.1%

-32

-3.4%

     Education Programs

179

167

273

107

63.9%

95

52.9%

 

____

____

____

 

 

 

 

   Total ESA

9,051

9,661

9,636

-25

-0.3%

586

6.5%

 

 

 

 

 

 

 

 

3. Inspector General

31

32

32

0

-1.3%

1

2.2%

 

____

____

____

 

 

 

 

   Total NASA Budget

16,196

16,781

16,596

-185

-1.1%

400

2.5%

 

 

 

 

 

 

 

 

minus non-R&D Activities:

 

 

 

 

 

 

 

   Space Shuttle

-4,964

-4,531

-4,470

61

-1.3%

494

-10.0%

   Other non-R&D

-474

-700

-706

-6

0.8%

-232

49.0%

   Inspector General

-31

-32

-32

0

-1.3%

-1

2.2%

  Education and Training

-22

-21

-22

-1

4.3%

0

0.0%

 

____

____

____

 

 

 

 

    Total NASA Non-R&D Activities

-5,491

-5,284

-5,229

55

-1.0%

262

-4.8%

 

 

 

 

 

 

 

 

 

____

____

____

 

 

 

 

    TOTAL NASA R&D

10,705

11,497

11,367

-130

-1.1%

661

6.2%

 

 

 

 

 

 

 

 

AAAS estimates based on FY 2006 appropriations bills.  Includes conduct of R&D and R&D facilities.

 

FY 2005 and FY 2006 request figures based on OMB R&D data and supplemental agency budget data.

 

FY 2005 and FY 2006 request and final figures include emergency supplementals for hurricane damages.

 

FY 2006 Final figures adjusted to reflect across-the-board cuts and emergency supplementals.

 

 

Figures are rounded to the nearest million. Changes calculated from unrounded figures.

 

 

 

NASA proposes an extensive restructuring of its budget in FY 2006.

 

 

 

Figures for all years have been adjusted to reflect the proposed budget structure.

 

 

* NASA funds are not appropriated by program. The FY 2006 program-level figures are AAAS estimates based on report

language in the FY 2006 final appropriations bill; NASA has broad flexibility to shift funds between programs.

 

** FY 2005 figures have been adjusted to reflect the May and July 2005 FY 2005 Operating Plans.

 

    These figures differ from those presented in AAAS Report XXX: R&D FY 2006.

 

 

December 29, 2005 - AAAS estimates of final FY 2006 appropriations bills.

 

 

 

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