American Association for the Advancement of Science

AAAS R&D Funding Update on R&D in NASA FY 2007 Senate Appropriations -


Senate Adds $1 Billion to NASA Budget

Go to:

-Table. NASA R&D by Program in FY 2007 Senate Appropriations

PDF version of this document

Main R&D in the FY 2007 Budget Page

Supplemental Materials:

"House Confirms Large Boost for NASA Development," AAAS R&D Funding Update on R&D in FY 2007 House Appropriations

"NASA R&D Gains, But Steep Cuts Loom for Research," AAAS R&D Funding Update on R&D in the FY 2007 NASA Budget

AAAS Analysis of R&D in the FY 2007 Budget

 

 

Highlights

- Responding to the ballooning costs of the Space Shuttle’s successful return to fight earlier this month, the Senate would add $1.04 billion in emergency funding to get the Shuttle program fully back on track next year. The emergency funding, on top of a modest increase in NASA’s regular budget, would bring total NASA funding to $17.8 billion in FY 2007 (see Table), a 7 percent increase over this year.

 - Despite the emergency dollars, for most NASA programs the theme continues to be doing more with less Although NASA’s R&D funding would climb $871 million or 7.7 percent to $12.2 billion in the Senate appropriation, putting the agency near the head of the class among the top R&D funding agencies, the entire increase and more would go to Constellation Systems, the NASA effort to develop the next generation of human space vehicles. Constellation Systems funding would soar $1.2 billion or 72 percent to $3.0 billion, leaving all other NASA R&D programs collectively with falling funding.

 - Despite some additional dollars provided by the Senate, aeronautics research would fall 14 percent to $764 million, and Science funding would rise just 0.8 percent to $5.3 billion and remain well below last year’s funding level. The former biological and physical research portfolio would tumble 56 percent to $276 million.

 - Assuming the Space Shuttle will be available next year for its role of transporting Station components into space, the Senate provides $1.8 billion for the International Space Station construction project next year, up 3.3 percent. 

 NASA R&D in FY 2007 Senate Appropriations

 On July 13, the Senate Appropriations Committee approved its version of the FY 2007 Commerce, Justice, and Science appropriations bill (CJS; HR 5672). On June 29, the full House approved its version of the similar Science, State, Justice, and Commerce appropriations bill (SSJC). The bill is a major funding source for federal R&D, combining funding for the National Science Foundation (NSF), the National Aeronautics and Space Administration (NASA), and the Department of Commerce. (For details of R&D in the FY 2007 request, please see Chapter 10 of AAAS Report XXXI: R&D FY 2007 or the February 28 AAAS R&D Funding Update. For details of House NASA appropriations, see the June 26 Update.)

 The National Aeronautics and Space Administration (NASA) continues to forge ahead with its full program of flying the Space Shuttle, building the Space Station, funding research across a broad range of disciplines, and developing the next generation of space vehicles, but tight budget constraints in the overall federal budget and NASA Administrator Michael Griffin’s promise to do everything within a budget rising no faster than the rate of inflation are forcing tough choices in the agency’s priorities. The Senate provides some relief from these constraints by adding $1.04 billion in emergency funding to NASA’s regular budget. The emergency funding would sustain the Space Shuttle’s return to flight program and also fund repairs to Shuttle facilities damaged by last summer’s hurricanes. NASA’s total budget of $17.8 billion in the FY 2007 Senate appropriation would be $1.1 billion or 6.8 percent more than the current year in a decisive break from the flat funding of recent years, and would be $1 billion more than both the request and House appropriation (see Table).

 The Space Shuttle successfully returned to flight earlier this month in its first trip since a brief flight in July 2005, which in turn was the first flight since the 2003 Columbia disaster. NASA now hopes that the Shuttle can resume its normal flight schedule, but anticipates additional costs to sustain the return to flight and to rebuild hurricane-damaged facilities. In response, the Senate would add $1.04 billion in emergency funding for the Shuttle, bringing FY 2007 funding of the Shuttle program to a record $5.1 billion. Earlier in the year, NASA requested only $4.1 billion for 2007, freeing up money to transfer to the R&D programs that make up the rest of the NASA budget.

 The Senate would agree with NASA’s plan to boost its R&D funding $871 million or 7.7 percent to $12.2 billion (see Table), continuing a rebound from a dismal 2005 when Shuttle cost overruns forced the agency to siphon money from R&D programs to the Shuttle. The Senate avoids a repeat of the situation in 2007 through the extra emergency dollars. But despite the increase, an acceleration of NASA efforts to develop next-generation human space vehicles to replace the Space Shuttle would take up the entire R&D increase and more, leaving all other NASA R&D with declining funding. NASA has reorganized its budget to create the Constellation Systems program to develop a new Crew Exploration Vehicle (CEV) and Crew Launch Vehicle (CLV) to replace no later than 2014. This large program to fund development of the CEV, CLV, and related technologies quadrupled from just $422 million last year to $1.7 billion this year, and would nearly double in 2007 to $3.0 billion, a $1.2 billion increase that far outstrips the $871 million increase for all NASA R&D in the Senate plan. Although the goal is to have the new vehicles ready by 2014, NASA will try to get them launched as soon as 2012 and possibly sooner.

 The large increase for spacecraft development would leave most NASA research programs with sharp funding cuts, following similar cuts in 2006 (see Figure 1). Although NASA is a large supporter of physical sciences research, it was left out of the President’s American Competitiveness Initiative (ACI) to boost physical sciences, and its support for physical sciences research and other research would fall dramatically in the 2007 budget. Aeronautics research funding would fall $120 million or 13.6 percent down to $764 million after large cuts the previous two years; in real terms, the aeronautics research portfolio would be half its size of a decade ago (see Figure 1). Human Systems Research and Technology would fare even worse and be cut in half in just one year, from $624 million down to $276 million in 2007, after enduring a 30 percent cut this year. Human Systems would be just a shadow of its former self, when it was the Biological and Physical Research portfolio and funded a broad range of life and physical sciences. Now, the program is tightly focused on research related to human exploration of the solar system such as physiology research and behavioral research on how humans respond to long space flights, with vanishing amounts for non-human exploration research.

 The Science portfolio of earth observations, astronomy, and robotic exploration of the solar system and universe would be protected overall from cuts in 2007, but the $5.3 billion Senate appropriation for Science (up 0.8 percent) would be well below the $5.5 billion 2005 funding level. Science is divided into the three themes of Solar System Exploration (SSE), the Universe, and the Earth-Sun System (see Table). Funding for all three themes would remain flat in the Senate plan, but would follow sharp cuts in 2006. The Senate would leave in place steep requested cuts in some Science programs: the astrobiology research portfolio in SSE would be cut in half and many space science and earth science programs would be reduced. The Explorers program of low-budget spacecraft would be reduced by 20 percent, resulting in no launches at all between 2009 and 2012. The Stratospheric Observatory for Infrared Astronomy (SOFIA) project was scheduled to end abruptly in the 2007 budget, but this month NASA announced that the project would go forward, though it is unclear how it would be funded next year. One possibility is that the $98.5 million request for the Space Interferometry Mission could be diverted, as a result of this month’s NASA announcement that the mission would be refocused.

 Some programs would gain, both inside and outside the Science portfolio: funding for the Mars Science Laboratory, planned for launch in 2009, would see its funding surge from $253 million to $348 million. Ballooning development costs would force the James Webb Space Telescope funding to increase 22 percent to $443 million in Universe, even as the launch date is pushed back to 2013. But these programs would be few and far between in an overall NASA research landscape marked by flat funding or cuts. The Senate would also add on funding for congressional earmarks, but it is unclear by how much: the Senate report accompanying the bill contains a long list of congressionally designated projects to specific performers, but does not specify how much these projects should receive.

 Meanwhile, NASA plans to keep construction funding for the International Space Station (ISS) on track in the FY 2007 budget. The ISS budget would rise 3.3 percent to $1.8 billion; once the Space Shuttle resumes a regular schedule, it is expected to carry Station components into orbit so that construction can resume toward a target completion date of 2010, followed by decommissioning by 2014.

 

 Figure 1. (click on image for PDF)

 Impacts of NASA R&D

 The House, Senate, and requested increases for NASA’s R&D portfolio in FY 2007 would continue a modest upward trend for the last few years, as shown in Figure 1, except for the drop in the 2005 budget. But going back to the 1990s, NASA’s R&D funding has just barely kept pace with inflation over the last 15 years, and has been essentially flat. But in recent years, exploding development costs of the Constellation Systems project and the large facilities expenditures for the International Space Station have meant a steadily declining NASA investment in basic and applied research (see the “All Other NASA R&D” and “aeronautics” bars in Figure 1).

Outlook and Next Steps

The House has approved its Science-State-Justice-Commerce appropriations bill, but the Senate may not take up its CJS bill until September or later. A final, compromise appropriation may not be ready until after the November elections, although when it does appear it is likely to contain the large R&D increase for NASA. But the fate of the Senate’s $1.04 billion in emergency funding is unclear; in recent years, a vocal group of House fiscal conservatives has resisted attempts to designate domestic spending as emergency except for natural disasters, and they are likely to oppose most of the additional NASA dollars.

This analysis is one of a series of AAAS R&D Funding Updates on FY 2007 congressional appropriations. The complete series of AAAS R&D Funding Updates, including continually updated analyses of R&D in FY 2007 appropriations, is available on the AAAS R&D Web Site (http://www.aaas.org/spp/rd) in the “FY 2007 R&D” or the “What’s New” sections.)

- July 25, 2006
AAAS R&D Budget and Policy Program
1200 New York Avenue, NW
Washington, DC 20005
(202) 326-6607
AAAS R&D Web site: http://www.aaas.org/spp/rd


Table. National Aeronautics and Space Administration

 

 

 

 

Senate Appropriations Committee Action on R&D in the FY 2007 Budget

 

 

(budget authority in millions of dollars)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Action by Senate

 

FY 2006

FY 2007

FY 2007

FY 2007

Chg. from Request

Chg. from FY 2006

 

Estimate

Request

House

Senate

Amount

Percent

Amount

Percent

 

 

 

 

 

 

 

 

 

Summary of R&D by Appropriation:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1. Exploration Capabilities (EC) *

 

 

 

 

 

 

 

 

     International Space Station

1,753

1,811

1,778

1,811

0

0.0%

58

3.3%

     Space Shuttle 1/

4,813

4,057

4,057

5,097

1,040

25.6%

284

5.9%

     Space and Flight Support

339

367

359

367

0

0.0%

28

8.2%

 

____

____

____

____

 

 

 

 

       Total Exploration Capabilities

6,905

6,235

6,194

7,275

1,040

16.7%

370

5.4%

 

 

 

 

 

 

 

 

 

2. Science, Aeronautics and Exploration (SAE) *

 

 

 

 

 

 

 

     Science:

 

 

 

 

 

 

 

 

     Solar System Exploration

1,582

1,610

1,635

1,620

10

0.6%

38

2.4%

     The Universe

1,508

1,509

1,534

1,518

9

0.6%

10

0.7%

     Earth-Sun System

2,164

2,211

2,236

2,157

-53

-2.4%

-6

-0.3%

 

____

____

____

____

 

 

 

 

            Total Science

5,254

5,330

5,405

5,295

-35

-0.7%

42

0.8%

 

 

 

 

 

 

 

 

 

     Exploration Systems

3,050

3,978

3,828

3,935

-43

-1.1%

885

29.0%

        - Constellation Systems

1,734

3,058

3,042

2,979

-79

-2.6%

1,246

71.9%

        - Exploration Systems

693

646

511

680

34

5.2%

-13

-1.8%

        - Human Systems Res. & Tech.

624

275

275

276

2

0.6%

-348

-55.7%

     Aeronautics Research

884

724

824

764

39

5.4%

-120

-13.6%

     Cross-Agency Support Programs

534

492

425

495

3

0.6%

-39

-7.3%

        - Education

162

153

153

154

1

0.6%

-8

-5.0%

        - Advanced Business Systems

156

108

82

109

1

0.6%

-47

-30.4%

        - Innovative Partnerships

215

198

158

199

1

0.6%

-16

-7.3%

        - Shared Capabilities

0

32

32

32

0

0.6%

32

- -  

 

____

____

____

____

 

 

 

 

   Total SAE

9,721

10,524

10,482

10,489

-36

-0.3%

767

7.9%

 

 

 

 

 

 

 

 

 

3. Inspector General

32

34

34

34

0

0.0%

2

4.7%

 

____

____

____

____

 

 

 

 

   Total NASA Budget

16,658

16,792

16,709

17,797

1,005

6.0%

1,139

6.8%

 

 

 

 

 

 

 

 

 

minus non-R&D Activities:

 

 

 

 

 

 

 

 

   Space Shuttle

-4,813

-4,057

-4,057

-5,097

-1,040

25.6%

-284

5.9%

   Other non-R&D

-495

-475

-441

-475

-1

0.1%

20

-4.0%

   Inspector General

-32

-34

-34

-34

0

0.0%

-2

4.7%

  Education and Training

-24

-25

-25

-25

0

0.0%

-2

6.7%

 

____

____

____

____

 

 

 

 

    Total NASA Non-R&D Activities

-5,363

-4,590

-4,556

-5,631

-1,041

22.7%

-268

5.0%

 

 

 

 

 

 

 

 

 

 

____

____

____

____

 

 

 

 

    TOTAL NASA R&D

11,295

12,202

12,153

12,166

-36

-0.3%

871

7.7%

 

 

 

 

 

 

 

 

 

AAAS estimates based on FY 2007 appropriations bills.  Includes conduct of R&D and R&D facilities.

 

 

FY 2006 and FY 2007 request figures based on OMB R&D data and supplemental agency budget data.

 

 

Figures are rounded to the nearest million. Changes calculated from unrounded figures.

 

 

 

 

NASA proposes an extensive restructuring of its budget in FY 2007.

 

 

 

 

Figures for all years have been adjusted to reflect the proposed budget structure.

 

 

 

* NASA funds are not appropriated by program. The FY 2007 program-level figures are AAAS estimates based on report

 

language in the FY 2007 appropriations bill; NASA has broad flexibility to shift funds between programs.

 

 

1/ FY 2006 and FY 2007 Senate ($1.04 bil.) Shuttle figures include emergency supplementals for hurricane damages and return to flight.

July 25, 2006 - AAAS estimates of Senate Appropriations Committee action.

 

 

 

 

These figures may be modified or rejected by the full Senate.

 

 

 

 

 




  

American Association for the Advancement of Science