Table 1. R&D in the FY 2000 Budget by Agency
(budget authority in millions of dollars)


FY 1998
FY 1999
FY 2000
Change FY 99-00
Actual
Estimate
Budget
Amount
Percent
Total R&D (Conduct and Facilities)
Defense (military) 37,56937,97535,065 -2,909-7.7%
- S&T (6.1-6.3) 7,7127,791 7,386-405 -5.2%
- All Other DOD R&D 29,85730,184 27,679-2,505 -8.3%
Health and Human Services 13,84215,75016,047 2971.9%
- Nat'l Institutes of Health 13,11014,971 15,289318 2.1%
NASA 9,751 9,7159,770 550.6%
Energy 6,3516,9747,467 4937.1%
Nat'l Science Foundation 2,5012,7142,890 1766.5%
Agriculture 1,5611,6601,850 19011.4%
Commerce 1,0911,0751,172 979.0%
- NOAA 581600 6000 0.0%
- NIST 503468 56597 20.8%
Interior 472499590 9118.2%
Transportation 590603836 23338.7%
Environ. Protection Agency 637669645 -24-3.5%
All Other 1,5151,6481,579 -69-4.2%
______ ____________ ______
Total R&D 75,87979,28277,910 -1,371-1.7%
.
Defense 40,57141,20838,483 -2,726-6.6%
Nondefense 35,30738,07339,428 1,3543.6%
.
Basic Research 15,52217,28618,102 8164.7%
Applied Research 15,46116,55916,649 900.5%
Development 42,60043,05140,749 -2,302-5.3%
R&D Facilities and Equipment 2,2962,3862,411 251.0%
.
"FS&T" 1 45,19148,25749,410 1,1522.4%



Source: AAAS, based on OMB data for R&D for FY 2000, agency budget justifications, and information from agency budget offices.

1 An alternative measure for the federal investment in science and technology proposed by the National Academy of Sciences. This measure includes all federal R&D except for advanced development, testing and evaluation work in DOD and DOE.

March 23, 1999 - Revised - FINAL

Table 2. Major Functional Categories of R&D 1
(budget authority in millions of dollars)


FY 1998
FY 1999
FY 2000
Change FY 99-00
% Share of
Actual
Estimate
Budget
Amount
Percent
Total ('00)
Defense 40,57141,20838,483 -2,726-6.6%49.4%
.
Nondefense 2 35,30738,07339,428 1,3543.6%50.6%
.
Space8,428 8,5188,704 1852.2%11.2%
Health 14,38916,37916,664 2851.7%21.4%
Energy 3 9571,1731,353 18015.3%1.7%
General Science 4,9805,3655,668 3035.6%7.3%
Environment 4 1,9252,0202,110 904.5%2.7%
Agriculture 1,3691,4491,608 15910.9%2.1%
Transportation 1,9131,7991,902 1025.7%2.4%
Commerce 509474571 9720.5%0.7%
International 169171123 -48-28.1%0.2%
All Other 670724725 10.1%0.9%
______ ____________ ____________
Total R&D 75,87979,28277,910 -1,371-1.7%100.0%



Source: Authors' estimates based on data from OMB and agency budget justifications. Classifications generally follow the government's budget function categories except health (which here includes health R&D in HHS and VA). All figures are rounded to the nearest million. Changes calculated from unrounded figures.
1 Includes conduct of R&D and R&D facilities.
2 Includes all R&D not in defense.
3 Does not reflect proposed deferral of Clean Coal Technology resources.
4 Includes natural resources R&D.

March 23, 1999 Revised - FINAL

Table 3. Research in the FY 2000 Budget
(budget authority in millions of dollars)


FY 1998
FY 1999
FY 2000
Change FY 99-00
Actual
Estimate
Budget
Amount
Percent
BASIC RESEARCH
Defense (military) 1,0121,1081,113 50.5%
Health and Human Services 7,3568,4298,590 1601.9%
- Nat'l Institutes of Health 7,3558,427 8,588160 1.9%
NASA 2,013 2,1402,466 32615.2%
Energy 2,0942,2252,281 552.5%
Nat'l Science Foundation 2,1152,3332,514 1817.8%
Agriculture 607689776 8712.7%
Commerce (NIST) 353638 26.5%
Interior 485054 48.0%
Transportation 8169 -7-44.4%
Environ. Protection Agency 578379 -4-4.8%
Smithsonian 126128136 86.3%
Veterans Affairs 232019 0-1.7%
All Other 272927 -2-6.9%
______ ____________ ______
Total Basic Research 15,52217,28618,102 8164.7%
.
RESEARCH (basic + applied)
Defense (military) 3,9224,2594,072 -187-4.4%
Health and Human Services 11,98313,65713,899 2421.8%
- Nat'l Institutes of Health 11,28912,915 13,171256 2.0%
NASA 4,405 4,4684,424 -44-1.0%
Energy 3,8284,1034,379 2766.7%
Nat'l Science Foundation 2,2862,5132,699 1857.4%
Agriculture 1,3351,4361,643 20614.4%
Commerce 799846878 323.8%
- NOAA 497544 543-1 -0.2%
- NIST 296296 32933 11.2%
Interior 442468560 9219.7%
Transportation 386397576 17945.0%
Environ. Protection Agency 477470447 -23-4.9%
Veterans Affairs 534608597 -11-1.8%
Education 153157174 1710.8%
Agency for Int'l Develop. 12411686 -30-25.9%
Smithsonian 126128136 86.3%
All Other 183218181 -37-17.0%
______ ____________ ______
Total Research 30,98333,84534,751 9062.7%



Source: AAAS, based on OMB data for R&D for FY 2000, agency budget justifications, and information from agency budget offices.

March 23, 1999 - Revised - FINAL

Table 4. Federal Support for Conduct of R&D at Colleges and Universities
(budget authority in millions of dollars)


FY 1998
FY 1999
FY 2000
Change FY 99-00
% Share of
Actual
Estimate
Budget
Amount
Percent
Total ('00)
Health & Human Services 8,1949,4809,566 860.9%61.8%
Nat'l Science Foundation 1,9522,1562,325 1697.9%15.0%
Defense (Military) 1,053931936 50.5%6.0%
NASA910 954914-40 -4.2%5.9%
Energy 660661685 243.6%4.4%
Agriculture 442418493 7517.9%3.2%
Environ. Protection Agency 170178169 -9-5.1%1.1%
Interior 242444 2083.3%0.3%
Transportation 766776 913.4%0.5%
Commerce 868282 00.0%0.5%
Education 128137164 2719.7%1.1%
Nuclear Reg. Comm. 544 00.0%0.0%
Postal Service 555 00.0%0.0%
Social Security 53623 -13-36.1%0.1%
______ ______ ______ ______
Total Federal R&D at Colleges and Universities 13,71015,13315,486 3542.3%100.0%



Source: AAAS, based on OMB supporting data for R&D, agency budget justifications, and information from agency budget offices.
March 23, 1999 - Revised - FINAL

Table 5. AAAS Analysis of the Outyear Projections for R&D in the FY 2000 Budget
(budget authority in millions of dollars)


FY 1999
FY 2000
FY 2001
FY 2002
FY 2003
FY 2004
% Change FY 99-04
Estimate
Budget
Projected
Projected
Projected
Projected
current $
constant $
Total R&D (Conduct and Facilities)
Defense (military) 37,97535,06534,980 35,37735,21235,719 -5.9%-15.1%
Health & Human Services 15,75016,04716,047 16,04716,04716,047 1.9%-8.1%
- Nat'l Institutes of Health 14,97115,289 15,28915,289 15,28915,289 2.1%-7.9%
NASA 9,715 9,7709,8739,860 9,8489,8341.2% -8.7%
Energy 6,9747,4677,472 7,4727,4577,457 6.9%-3.5%
- Defense 3,2343,417 3,4173,417 3,4173,417 5.7%-4.7%
- Nondefense 3,7404,049 4,0544,054 4,0394,039 8.0%-2.6%
Nat'l Science Foundation 2,7142,8902,948 2,9312,9052,907 7.1%-3.4%
Agriculture 1,6601,8501,749 1,7491,7491,749 5.3%-5.0%
Commerce 1,0751,1721,101 1,0841,0831,085 0.9%-8.9%
Interior 499590590 590590590 18.2%6.7%
Transportation 603836854 868887901 49.5%34.9%
Environ. Protection Agcy. 669645645 645645645 -3.5%-13.0%
All Other 1,6481,5791,579 1,5791,5791,579 -4.2%-13.6%
______ __________________ ____________
Total R&D 79,28277,91077,836 78,20378,00278,512 -1.0%-10.7%
.
Defense R&D 41,20838,48338,397 38,79538,63039,137 -5.0%-14.3%
Nondefense R&D 38,07339,42839,439 39,40839,37239,376 3.4%-6.7%
.
"FS&T" 48,25749,41049,350 49,40949,52249,766 3.1%-7.0%



Source: AAAS analyses of defense and nondefense R&D, based on detailed budget account projections in the Public Budget Database of the Budget of the United States Government FY 2000. FY 1999 figures represent latest agency estimates of R&D. FY 2000 figures represent latest revised agency requests. Constant dollar conversions based on GDP deflators from OMB.
The two detailed analyses (one for defense R&D and one for nondefense R&D) containing agency details and methodology, and other data on federal R&D are available on the World Wide Web at http://www.aaas.org/spp/R&D/ in the "Guide to R&D Funding Data" section.

March 23, 1999 - Revised - FINAL

Table 6. R&D Funding by Congressional Appropriations Subcommittee
(budget authority in millions of dollars)


FY 1998
FY 1999
FY 2000
Change FY 99-00
Actual
Estimate
Budget
Amount
Percent
Defense 1 37,56937,97535,065 -2,909-7.7%
VA, HUD, Independent Agencies 13,51313,82014,017 1971.4%
Labor, HHS, Education 14,04015,97716,279 3021.9%
Energy & Water 5,9786,4536,814 3615.6%
Interior 1,3031,4931,745 25116.8%
Agriculture 1,4751,5531,719 16610.7%
Commerce, Justice, State 1,1531,1471,221 746.5%
Transportation 590603836 23338.7%
Foreign Operations 169171123 -48-28.1%
Treasury, Postal, Gen. Gov't. 909091 11.1%
______ ____________
Total R&D 75,87979,28277,910 -1,371-1.7%



Source: AAAS, based on estimates for R&D from OMB and agency data.
1 Some DOD R&D may be funded in Military Construction.

R&D as Percent of Discretionary Appropriations by Appropriations Subcommittee
(budget authority in billions of dollars)
(President's FY 2000 Request)


FY 2000
FY 2000
R&D as %
Agencies and
R&D
Discr. 3
of Discr.
Programs
Defense 1 35.1262.913.3% Most DOD
VA, HUD, Independent Agencies 14.069.620.1% VA, HUD, NSF, NASA, EPA
Labor, HHS, Education 16.389.418.2% Labor, HHS, Education
Energy & Water 6.821.531.7% Most of DOE, Corps of Eng., NRC
Interior 1.715.011.6% Interior, some DOE, FS, Smithsonian
Agriculture 1.713.712.5% Most of USDA (except Forest Serv.)
Commerce, Justice, State 1.236.93.3% Commerce, Justice, State
Transportation 0.812.86.5% Department of Transportation
Foreign Operations 0.114.60.8% Agcy. for Int'l Development; Int'l Orgs.
Treasury, Postal, Gen. Gov't. 0.113.40.7% Treasury, Executive Branch
All Other 2 0.08.30.0% Congress, some DOD, DC
______ ______
Total 77.9558.114.0%
.
Defense Discretionary 38.5281.613.7% DOD and DOE nuclear weapons
Nondefense Discretionary 39.4276.514.3% All other discretionary



Source: AAAS, based on estimates of R&D and Budget of the U.S. Government FY 2000.
1 Some DOD R&D may be funded in Military Construction (in "All Other").
2 District of Columbia, Legislative Branch, and Military Construction.
3 Includes discretionary spending from the Violent Crime Reduction Trust Fund.
NOTE: Discretionary budget authority does not include limitations on obligations from transportation trust funds. Discretionary totals are not reduced by offsets.

March 23, 1999 - FINAL

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