Abstract
After months of frustrating disappointments, Peter decides to leave
the project. Soon afterwards, his partner, Harriet, looks back over
a notebook and computer disk left behind by Aaron Kagan, a collaborator
who had tutored Harriet in the early stages of the project and who left
the lab some months earlier. In Kagan's notebook she finds a "missing
step" that enables her to achieve the results that had been hypothesized.
She presents a draft manuscript to her laboratory director, Dr. Harry
Garnett, showing only the two of them as co-authors. Garnett is pleased
with her achievement, but questions her choice of co-authors. Harriet
is firm in her conviction that she has earned the authorship and is
not prepared to share it with anyone but Garnett. She reminds him of
how critical this publication will be to her hopes of securing a permanent
research position.
Issues for Discussion
The case presents an opportunity
to discuss the importance of publication in science, how it influences
one's career, and how pressures to publish permeate research laboratories
and affect relationships among scientists. How authorship is determined
in a collaboration among several researchers is a critical issue in
science, as is how otherwise to attribute credit. Discussion could identify
a range of contributors and their contributions to a research project
and then assess who deserves authorship, and for those who do not, how
their contributions should be acknowledged. Differences in how various
disciplines treat these matters could be pointed out. The scenario also
highlights issues related to the maintenance and retention of notebooks
by researchers in the laboratory, and who should have access to them.
The "stick-um" note found in Kagan's notebook can prompt a
discussion of sloppiness and possible misrepresentation in science.
The role of laboratory directors and mentors in resolving authorship
disputes is another matter that could be explored. In conversations
with Pete and Harriet, Garnett acknowledges that it is important for
researchers to "know when something is futile." The distinction
between commitment and obsession is often a thin line and it might be
useful to discuss what factors scientists should consider when deciding
when to change directions or completely drop a particular line of research.
Discussion Questions
1.Is Harriet's proposal that only she and Garnett be co-authors on the
manuscript reasonable? If so, should she or Garnett be first author?
Do ideas and the confirming empirical work deserve equal credit?
2.Explain why Peter or Aaron deserves or does not deserve to be a co-author?
3.When Peter decides to move to another lab, he telephones Harriet "first
because you're my partner." What do you think of Harriet's failure
to tell Peter of her discovery of the missing step?
4.Garnett refers to the initial steps of the research taken in collaboration
with Aaron Kagan as "so promising." When he suggests to Harriet
that they call Kagan, she objects, noting that he "abandoned the
project when he left" and that his papers "belong to the lab."
Does either Harriet or Garnett have a responsibility to inform Aaron
of their findings? What does she mean by her comment that Kagan's papers
"belong to the lab"?
5.How would you assess Garnett's responses to Harriet's views regarding
Peter and Aaron as co-authors? Should he have been more assertive?
6.What credit, if any, should Ivan receive for the replication experiments
that he performed at Harriet's request?
7.What can be inferred from Aaron's omission of a key step from the
disk version of the protocol? How might one determine whether it was
sloppiness or an intentional misrepresentation?
8.What are appropriate criteria for determining authorship? Who should
establish the criteria?
9.How should disputes among authorship claims be resolved?
10.Of what importance is the sequence of authors' names on a paper?
11.What provisions are or should be available to acknowledge contributions
from non-authors?
12.There are several conversations among the researchers about knowing
when the time has come to change directions in their research. How can
a scientist "know" when that time has arrived?
Key Terms Defined
T Cells:
A type of cell involved in immune functions.
Photomicrographs:
Photographs taken through a microscope.