Abstract
Kevin, a researcher
in the laboratory of Dr. Cornwall, has recently presented a very successful
poster session on the effects of an experimental drug on animal behavior.
But a more junior laboratory worker, Sandy, becomes concerned about
what she believes are discrepancies between what Kevin has reported
and what actually occurred during the research. With some hesitation,
she voices her concerns to Cornwall, who appears noncommital. During
an ensuing conversation between Cornwall and Kevin, a series of flashbacks
are intertwined with Kevin's efforts to explain some discrepancies between
his reporting of his research and what actually happened. Cornwall listens
attentively, questioning Kevin periodically about details of the way
he handled certain aspects of the experiments and cautioning him about
some of his responses, but in the end still appears noncommittal about
Sandy's allegations and Kevin's conduct of the research.
Issues for Discussion
One of the most vexing issues facing scientists and their institutions
is how to deal with the possibility of research misconduct, including
determining when misconduct has occurred and establishing procedures
for reporting and investigating it. Sandy's decision to report her concerns
to the laboratory director offers an opportunity to discuss the ambivalence
and risks that scientists experience when considering whether to blow
the whistle on colleagues, and Cornwall's reaction to her concerns is
an occasion for exploring the role of mentors and laboratory chiefs
when confronted with questionable research practices in their labs.
Also relevant here are the roles of government regulations and institutional
policies in dealing with scientific misconduct, and the guidelines those
who organize scientific meetings have in place regarding the submission
of abstracts and poster sessions. Another issue raised by this case
is how changes in a research protocol should be handled in reporting
one's findings. Discussion might also consider the ethics of justifying
such changes in the face of anticipated results and pressures to publish.
The functions that peer review can play in detecting research misconduct
is another issue raised by the case. The use of laboratory animals as
portrayed in the video should prompt discussion of the importance as
well as limitations of animal research for improving human and animal
health, and of the various government regulations and professional guidelines
in place to promote the responsible use of animals by researchers.
Discussion Questions
1.What do you think about Sandy's decision to inform Dr. Cornwall of
her concerns about Kevin's poster? Do you think she might have acted
differently if Cornwall and Kevin were co-authors of the poster? How
much "evidence" is needed before a scientist should make allegations-informal
or formal-of research misconduct?
2.Was Dr. Cornwall's initial reaction to Sandy's concerns about Kevin's
abstract appropriate? If not, elaborate on what else he might have said
or done at that time. Do his later discussions with Kevin resolve the
issue?
3.Upon leaving Dr. Cornwall's office, Sandy appears dissatisfied with
his response. What more can Sandy do to resolve the matter? Could she
face any risks from blowing the whistle on Kevin? What might be the
effects on Sandy, or others similarly situated, if nothing is done by
Dr. Cornwall? Who can you talk to when you are uncomfortable with the
data or analysis of a colleague or more senior person?
4.In the end, it appears that the data support the conclusions Kevin
reported. Should one have any concern, therefore, about Kevin's reporting
of his results as he did in the poster? How should he handle the changes
in his research protocol when submitting a paper for publication?
5.In a laboratory such as the one in this case, who decides what data
should go into a paper for publication? Into a poster for a scientific
meeting?
6.What do you think about Sandy's characterization of peer review? To
what extent is peer review likely to identify the types of problems
to which Sandy referred?
7.What is your impression of Dr. Cornwall as a laboratory director?
As a mentor?
8.What responsibilities do scientists have when using animals in their
research? Why is it important to manage the use of animals in research?
How would you assess Kevin's treatment of the experimental animals?
What mechanisms are in place at your institution and elsewhere to ensure
that animals are used properly?
9.How would the ethical considerations in this vignette change, if at
all, if the work involved the effects of an experimental drug in humans
rather than in rats?
Key Terms Defined
Paired t-test:
A statistical analysis that compares two sets of data to determine how
similar they are.
Brain Histology:
The microscopic appearance of cells and tissues of the brain.